Laura T. Pitsikoulis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laura Thompson Pitsikoulis, who also goes by Laura Lyn Pitsikoulis, Laura Lyn Thompson, was a registered financial professional .
Laura is a previously registered financial professional and started their career in finance in 1987. Laura had worked at 9 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 24, Series 4 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2014 - May 19, 2015
STADION MONEY MANAGEMENT, LLC
March 21, 2014 - August 4, 2014
ALPS DISTRIBUTORS, INC.
August 23, 2011 - March 11, 2014
M&T SECURITIES, INC.
May 31, 2005 - September 7, 2011
WILMINGTON BROKERAGE SERVICES COMPANY
August 10, 1995 - May 31, 2005
WILMINGTON TRUST INVESTMENT MANAGEMENT
August 22, 1994 - January 11, 1995
INTL CUSTODY & CLEARING SOLUTIONS INC.
June 25, 1993 - January 11, 1995
STERNE, AGEE & LEACH, INC.
April 18, 1989 - July 12, 1993
INTL CUSTODY & CLEARING SOLUTIONS INC.
October 14, 1988 - April 6, 1989
WACHOVIA SECURITIES, INC.
January 21, 1987 - October 14, 1988
JOHNSON, LANE, SPACE, SMITH & CO., INC.
Primary Firm SEC Registration
STADION MONEY MANAGEMENT, LLC
CRD#: 112608 / SEC#: 801-45601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/14/2000
Limited Representative-Equity Trader ExamCurrent Firm
STADION MONEY MANAGEMENT, LLC
CRD#: 112608 / SEC#: 801-45601
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 47,926 |
| AUM (Assets Under Management) | $ 2,468,297,204 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
