AB
Allen C. Berg
CLEARSTEAD; HARTLAND & CO.; CLEARSTEAD ADVISORY SOLUTIONS
DEERFIELD, IL 60015
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CRD#: 1536438
AB
Professional summary
Allen Curtis Berg, CFP® is a registered financial advisor currently at CLEARSTEAD; HARTLAND & CO., LLC; CLEARSTEAD ADVISORY SOLUTIONS located in Deerfield, Illinois.
Allen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Allen has worked at 6 firms and has passed the Series 7 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Juliana Greenfield Family Foundation; not investment related; 570 Lake Cook Rd, Suite 320, Deerfield, IL 60015; The Foundation is engaged in charitable medical research; Mr. Berg has served as Treasurer and Adviser since March 2019; devotes less than 5 hours/month to this entity, none of which occurs during securities trading hours; Mr. Berg oversees contributions made to the Foundation, assists with grants made, and manages the portfolio.
CRS (Client Relationship Summary) - RIA
Click below to view Allen Curtis Berg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 14, 2025 - Present
CLEARSTEAD; HARTLAND & CO., LLC; CLEARSTEAD ADVISORY SOLUTIONS
Office #1: 570 Lake Cook Rd Ste 300, Deerfield, IL 60015RIA
CRD#: 105674
DEERFIELD, IL
Past
March 16, 2023 - February 13, 2025
WAVELAND FAMILY OFFICE, LLC
RIA
CRD#: 325248
DEERFIELD, IL
Past
February 6, 2020 - February 22, 2023
KOVITZ INVESTMENT GROUP PARTNERS, LLC
RIA
CRD#: 282241
Northbrook, IL
Past
October 27, 2014 - January 31, 2020
NORTH STAR INVESTMENT MANAGEMENT CORPORATION
RIA
CRD#: 117681
NORTHBROOK, IL
Past
October 21, 1986 - December 21, 1989
SUSSEX FINANCIAL GROUP, INC.
BD
CRD#: 18313
Past
July 23, 1986 - November 11, 1986
PROFESSIONAL REAL ESTATE SECURITIES COMPANY, INC.
BD
CRD#: 13159
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CH
CLEARSTEAD; HARTLAND & CO., LLC; CLEARSTEAD ADVISORY SOLUTIONS
CLEARSTEAD ADVISORS, LLC | PLIMSOLL MARK CAPITAL | HARTLAND & CO., LLC | HARTLAND & CO | CLS CONSULTING, LLC | CLEARSTEAD; HARTLAND & CO., LLC; CLEARSTEAD ADVISORY SOLUTIONS | CLEARSTEAD; HARTLAND & CO., LLC | CLEARSTEAD, HARTLAND & CO., LLC | CLEARSTEAD ADVISORY SOLUTIONS, A DIVISION OF CLEARSTEAD ADVISORS, LLC
CRD#: 105674 / SEC#: 801-33554
RIA
Registered Investment Advisory firm - (12/29/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(2/14/2025)
Exams
General Industry/Product Exam
Current Firm
CH
CLEARSTEAD; HARTLAND & CO., LLC; CLEARSTEAD ADVISORY SOLUTIONS
CLEARSTEAD ADVISORS, LLC | PLIMSOLL MARK CAPITAL | HARTLAND & CO., LLC | HARTLAND & CO | CLS CONSULTING, LLC | CLEARSTEAD; HARTLAND & CO., LLC; CLEARSTEAD ADVISORY SOLUTIONS | CLEARSTEAD; HARTLAND & CO., LLC | CLEARSTEAD, HARTLAND & CO., LLC | CLEARSTEAD ADVISORY SOLUTIONS, A DIVISION OF CLEARSTEAD ADVISORS, LLC
CRD#: 105674 / SEC#: 801-33554
RIA
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Contact information
Main Address
1100 Superior Ave East Suite 700, Cleveland, OH 44114
Mailing Address
Phone number
(216) 621-1090
Established
Firm type
Fiscal year end
# of Employees
223
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,144 |
| AUM (Assets Under Management) | $ 24,294,182,322 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/19/2025 | ||
| 11/27/2024 | ||
| 01/10/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
