Marybeth E. Swisher

SATURNA CAPITAL

BELLINGHAM, WA 98225-4730

Some features on this profile are disabled

CRD#: 1536186

Professional summary

Marybeth E Swisher, who also goes by Marybeth Eyanson, Marybeth Eyanson Swisher, is a registered financial advisor currently at SATURNA CAPITAL CORPORATION located in Bellingham, Washington and SATURNA BROKERAGE SERVICES, INC located in Bellingham, Washington.

Marybeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Marybeth has worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marybeth Eyanson | Marybeth Eyanson Swisher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marybeth E Swisher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 2, 2025 - Present

SATURNA CAPITAL CORPORATION

Office #1: 1300 N State St., Bellingham, WA 98225-4730

RIA

CRD#: 25586

BELLINGHAM, WA

Current

May 30, 2025 - Present

SATURNA BROKERAGE SERVICES, INC

Office #1: 1300 N. State Street, Bellingham, WA 98225-4730

CRD#: 18437

BELLINGHAM, WA

Past

October 21, 2011 - December 3, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PENNINGTON, NJ

Past

October 21, 2011 - December 3, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PENNINGTON, NJ

Past

April 2, 2007 - June 8, 2010

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

TITUSVILLE, NJ

Past

April 2, 2007 - June 8, 2010

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

August 29, 2005 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

PURCHASE, NY

Past

September 10, 1996 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

September 9, 1991 - May 8, 1996

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

Past

November 26, 1988 - September 12, 1989

THOMSON MCKINNON SECURITIES INC.

CRD#: 829

NEW YORK, NY

Past

July 19, 1988 - September 28, 1988

NUVEEN SECURITIES, LLC

CRD#: 469

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SATURNA CAPITAL CORPORATION

EMERALD CAPITAL CORPORATION | STERLING STOCK INVESTMENTS LLC | SATURNA CAPITAL CORPORATION

CRD#: 25586 / SEC#: 801-35428, 8-41998

RIA

Registered Investment Advisory firm - FINRA (10/30/1989 Approved)

Terminated by FINRA on 11/02/1990

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/30/2025)

Alaska
(5/30/2025)

Arizona
(5/30/2025)

Arkansas
(5/30/2025)

California
(5/30/2025)

Colorado
(5/30/2025)

Connecticut
(5/30/2025)

Delaware
(5/30/2025)

District of Columbia
(5/30/2025)

Florida
(5/30/2025)

Georgia
(5/30/2025)

Hawaii
(5/30/2025)

Idaho
(5/30/2025)

Illinois
(5/30/2025)

Indiana
(5/30/2025)

Iowa
(5/30/2025)

Kansas
(5/30/2025)

Kentucky
(5/30/2025)

Louisiana
(5/30/2025)

Maine
(5/30/2025)

Maryland
(5/30/2025)

Massachusetts
(5/30/2025)

Michigan
(5/30/2025)

Minnesota
(5/30/2025)

Mississippi
(5/30/2025)

Missouri
(5/30/2025)

Montana
(5/30/2025)

Nebraska
(5/30/2025)

Nevada
(5/30/2025)

New Hampshire
(5/30/2025)

New Jersey
(5/30/2025)

IAR

New Jersey
(6/2/2025)

New Mexico
(5/30/2025)

New York
(5/30/2025)

North Carolina
(5/30/2025)

North Dakota
(5/30/2025)

Ohio
(5/30/2025)

Oklahoma
(5/30/2025)

Oregon
(5/30/2025)

Pennsylvania
(5/30/2025)

Puerto Rico
(5/30/2025)

Rhode Island
(5/30/2025)

South Carolina
(5/30/2025)

South Dakota
(5/30/2025)

Tennessee
(5/30/2025)

Texas
(5/30/2025)

Utah
(5/30/2025)

Vermont
(5/30/2025)

Virginia
(5/30/2025)

Washington
(5/30/2025)

IAR

Washington
(6/2/2025)

West Virginia
(5/30/2025)

Wisconsin
(5/30/2025)

Wyoming
(5/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/27/2005

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/7/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/16/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/2/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/18/1988

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

SATURNA CAPITAL CORPORATION

EMERALD CAPITAL CORPORATION | STERLING STOCK INVESTMENTS LLC | SATURNA CAPITAL CORPORATION

CRD#: 25586 / SEC#: 801-35428, 8-41998

RIA

Registered Investment Advisory firm - FINRA (10/30/1989 Approved)

Terminated by FINRA on 11/02/1990

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Contact information

Main Address

1300 N State St., Bellingham, WA 98225-4730

Mailing Address

Phone number

(360) 734-9900

Established

Washington since 07/25/1989

Firm type

Corporation

Fiscal year end

June

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 - FIRM BROCHURE (9/26/2025)

FORM ADV PART 2A - APPENDIX 1, WRAP FEE PROGRAM BROCHURE (9/26/2025)

Regulatory assets under management

Total Number of Accounts	128
AUM (Assets Under Management)	$ 8,624,828,208

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2025	Cover Page	Report
01/26/2024	Cover Page	Report
10/27/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marybeth E. Swisher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marybeth E Swisher's CRS (Customer Relationship Summary).

Certified licenses

Experience

SATURNA BROKERAGE SERVICES, INC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

NUVEEN SECURITIES, LLC

THOMSON MCKINNON SECURITIES INC.

NUVEEN SECURITIES, LLC

Primary Firm SEC Registration

SATURNA CAPITAL CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 8/27/2005

Series 65

Date: 1/7/1998

Series 63

Date: 8/16/1988

SIE

Date: 10/1/2018

Series 7

Date: 10/2/1996

Series 6

Date: 7/18/1988

FINRA

Current Firm

SATURNA CAPITAL CORPORATION

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SATURNA CAPITAL CORPORATION

TRUST BUT VERIFY

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