RB
Robert L. Behr
PLANVEST FINANCIAL
GAITHERSBURG, MD 20878
Some features on this profile are disabled
CRD#: 1535798
RB
Professional summary
Robert Louis Behr is a registered financial advisor currently at PLANVEST FINANCIAL, INC. located in Gaithersburg, Maryland.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Robert has worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 12/27/2013 - DBA ONLY - FINANCIAL STRATEGY ADVISORS - BETHESDA, MD
(2) 02/10/2014 - CFO ADVISORY AND TAX SERVICES, LLC - TAX PREP / ACCOUNTING / BOOKKEEPING - CPA BUSINESS OFFERING - TAX PREPARATION, ACCOUNTING, BOOKKEEPING, PAYROLL SERVICES. - TIME SPENT 15% - BETHESDA, MD
(3) 10/14/2015 * PlanVest Financial * DBA for LPL Business (entity for LPL business) * PlanVest Financial * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 10/13/2015 * 8 HRS/MO DURING SECS TRDG HRS
(4) 10/14/2015 * PlanVest Federal * DBA for LPL Business (entity for LPL business) * PlanVest Federal * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 10/13/2015 * 1 HRS/MO DURING SECS TRDG HRS
(5) 01/04/2018 - PlanVest Federal - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date 11/28/2017 - 120 Hours Per Month/6 During Securities Trading.
(6) 01/04/2018 - PlanVest Financial, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 11/28/2017 - 120 Hours Per Month/6 During Securities Trading - I provide investment advisory services through PlanVest Financial Inc, an independent investment advisor firm. I started this business activity in 11/2017. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Louis Behr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2018 - Present
PLANVEST FINANCIAL, INC.
Office #1: 711 Washingtonian Blvd, Suite Suite 550, Gaithersburg, MD 20878RIA
CRD#: 290306
GAITHERSBURG, MD
Past
December 20, 2013 - May 9, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
GAITHERSBURG, MD
Past
December 20, 2013 - December 24, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
GAITHERSBURG, MD
Past
June 1, 2009 - January 10, 2014
MORGAN STANLEY
RIA
CRD#: 149777
ROCKVILLE, MD
Past
June 1, 2009 - January 10, 2014
MORGAN STANLEY
BD
CRD#: 149777
ROCKVILLE, MD
Past
February 21, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
BETHESDA, MD
Past
February 21, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
BETHESDA, MD
Past
February 4, 2005 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
RIA
CRD#: 6555
BETHESDA, MD
Past
February 4, 2005 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
BALTIMORE, MD
Past
September 24, 2001 - February 23, 2005
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
January 27, 2001 - February 23, 2005
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
BETHESDA, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PLANVEST FINANCIAL, INC.
PLANVEST FINANCIAL, INC.
CRD#: 290306 / SEC#: 801-131058
RIA
Registered Investment Advisory firm - (9/9/2024 Approved)Florida
Registered Investment Advisory firm - (12/24/2024 Terminated)Maryland
Registered Investment Advisory firm - (12/31/2024 Terminated)South Carolina
Registered Investment Advisory firm - (12/24/2024 Terminated)Virginia
Registered Investment Advisory firm - (1/2/2025 Terminated)West Virginia
Registered Investment Advisory firm - (12/31/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(1/2/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PF
PLANVEST FINANCIAL, INC.
PLANVEST FINANCIAL, INC.
CRD#: 290306 / SEC#: 801-131058
RIA
Registered Investment Advisory firm - (9/9/2024 Approved)Florida
Registered Investment Advisory firm - (12/24/2024 Terminated)Maryland
Registered Investment Advisory firm - (12/31/2024 Terminated)South Carolina
Registered Investment Advisory firm - (12/24/2024 Terminated)Virginia
Registered Investment Advisory firm - (1/2/2025 Terminated)West Virginia
Registered Investment Advisory firm - (12/31/2024 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
711 Washingtonian Blvd, Suite Suite 550, Gaithersburg, MD 20878
Mailing Address
Phone number
(301) 977-7123
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 538 |
| AUM (Assets Under Management) | $ 125,956,168 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
