TM
Timothy D. Mcvey
CENTAURUS FINANCIAL
HUNTINGTON BEACH, CA 92649
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CRD#: 1535662
TM
Professional summary
Timothy David Mcvey, CFP® is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Huntington Beach, California.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Timothy has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
REAL ESTATE BROKER; TIM MCVEY; 6700 E. PACIFIC COAST HWY., SUITE #105, LONG BEACH, CA 90803; REAL ESTATE SALES; NON INVESTMENT RELATED; 1 HOUR PER MONTH; START DATE 12-1993. TAX PREPARER; TIM MCVEY; 6700 E. PACIFIC COAST HWY., SUITE #105, LONG BEACH, CA 90803; START DATE 01/1/1982; 60 HOURS PER MONTH; TAX PREPARATION AND TAX PLANNING.
INSURANCE AGENT; TIMOTHY MCVEY; 6700 E. PCH, #105, LONG BEACH; 5 HOURS PER MONTH. START DATE 7-9-1982; INVESTMENT RELATED; SALES OF FA, UL, DISABILITY AND TERM INSURANCE.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy David Mcvey's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Timothy David Mcvey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 1, 2004 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 16400 Pacific Coast Hwy Suite #206, Huntington Beach, CA 92649RIA
BD
CRD#: 30833
HUNTINGTON BEACH, CA
Current
August 31, 2004 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 16400 Pacific Coast Hwy Suite #206, Huntington Beach, CA 92649RIA
BD
CRD#: 30833
HUNTINGTON BEACH, CA
Past
January 14, 2002 - September 13, 2004
MUTUAL SERVICE CORPORATION
RIA
CRD#: 4806
LONG BEACH, CA
Past
March 31, 1999 - September 13, 2004
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
July 23, 1986 - March 31, 1999
TITAN/VALUE EQUITIES GROUP, INC.
BD
CRD#: 6359
IRVINE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(2/22/2013)
IAR
Alaska(2/25/2013)
RR
Arizona(6/27/2006)
IAR
Arizona(2/6/2012)
RR
California(8/31/2004)
IAR
California(9/1/2004)
RR
Colorado(9/1/2004)
IAR
Colorado(11/19/2019)
RR
District of Columbia(1/19/2023)
RR
Florida(1/30/2008)
IAR
Florida(3/31/2014)
RR
Georgia(2/21/2020)
IAR
Georgia(12/6/2021)
RR
Hawaii(6/7/2021)
IAR
Hawaii(6/29/2021)
RR
Idaho(10/18/2006)
IAR
Idaho(1/10/2018)
RR
Illinois(1/2/2025)
IAR
Illinois(1/6/2025)
RR
Kansas(1/30/2008)
IAR
Kansas(1/28/2012)
RR
Kentucky(12/9/2014)
IAR
Kentucky(6/9/2015)
RR
Maryland(6/24/2021)
IAR
Maryland(6/24/2021)
RR
Massachusetts(10/7/2015)
RR
Michigan(10/14/2019)
IAR
Michigan(2/15/2022)
IAR
Nebraska(1/8/2021)
RR
Nebraska(1/11/2021)
RR
Nevada(3/3/2008)
IAR
Nevada(12/17/2012)
RR
New Jersey(1/6/2010)
RR
New Mexico(10/26/2012)
IAR
New Mexico(4/5/2022)
RR
North Carolina(9/9/2008)
IAR
North Carolina(1/3/2018)
RR
Ohio(3/19/2014)
IAR
Ohio(3/19/2014)
RR
Oregon(3/8/2007)
IAR
Oregon(1/31/2024)
RR
Pennsylvania(9/10/2024)
IAR
Pennsylvania(9/10/2024)
RR
Puerto Rico(7/15/2021)
RR
South Carolina(9/20/2021)
IAR
South Carolina(9/21/2021)
RR
Tennessee(2/11/2021)
IAR
Tennessee(2/18/2021)
RR
Texas(4/2/2014)
IAR
Texas(7/5/2022)
RR
Virginia(2/28/2006)
IAR
Virginia(2/8/2011)
RR
Washington(1/5/2017)
IAR
Washington(1/5/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
