KM
Kelly M. Matwick
STRATEGIC ADVISERS LLC
SOUTHLAKE, TX
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CRD#: 1535271
KM
Professional summary
Kelly Marie Matwick, who also goes by Kelly Marie Greene, Kelly Marie Greene-matwick, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Southlake, Texas and FIDELITY BROKERAGE SERVICES LLC located in Westlake, Texas.
Kelly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Kelly has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kelly Marie Greene | Kelly Marie Greene-Matwick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kelly Marie Matwick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: One Destiny Way, Westlake, TX 76262RIA
CRD#: 104555
SOUTHLAKE, TX
Current
May 28, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: One Destiny Way, Westlake, TX 76262BD
CRD#: 7784
Westlake, TX
Past
July 11, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
WESTLAKE, TX
Past
January 4, 2001 - May 28, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
HOUSTON, TX
Past
September 20, 2000 - May 28, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
HOUSTON, TX
Past
October 14, 1994 - March 14, 1997
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
June 15, 1988 - October 17, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
September 26, 1986 - May 11, 1988
RAUSCHER PIERCE REFSNES, INC.
BD
CRD#: 6663
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/7/2022)
RR
Alaska(7/7/2022)
RR
Arizona(7/7/2022)
RR
Arkansas(7/7/2022)
RR
California(7/7/2022)
RR
Colorado(7/7/2022)
RR
Connecticut(7/7/2022)
RR
Delaware(7/7/2022)
RR
District of Columbia(7/7/2022)
RR
Florida(7/7/2022)
RR
Georgia(7/7/2022)
RR
Hawaii(7/7/2022)
RR
Idaho(7/7/2022)
RR
Illinois(7/7/2022)
RR
Indiana(7/7/2022)
RR
Iowa(7/7/2022)
RR
Kansas(7/7/2022)
RR
Kentucky(7/7/2022)
RR
Louisiana(7/7/2022)
RR
Maine(7/7/2022)
RR
Maryland(7/7/2022)
RR
Massachusetts(7/7/2022)
RR
Michigan(7/7/2022)
RR
Minnesota(7/7/2022)
RR
Mississippi(7/7/2022)
RR
Missouri(7/7/2022)
RR
Montana(7/7/2022)
RR
Nebraska(7/7/2022)
RR
Nevada(7/7/2022)
RR
New Hampshire(7/7/2022)
RR
New Jersey(7/7/2022)
RR
New Mexico(7/7/2022)
RR
New York(7/7/2022)
RR
North Carolina(7/7/2022)
RR
North Dakota(7/7/2022)
RR
Ohio(7/8/2022)
RR
Oklahoma(7/7/2022)
RR
Oregon(7/7/2022)
RR
Pennsylvania(7/7/2022)
RR
Puerto Rico(7/7/2022)
RR
Rhode Island(7/7/2022)
RR
South Carolina(7/7/2022)
RR
South Dakota(7/7/2022)
RR
Tennessee(7/7/2022)
RR
Texas(7/7/2022)
IAR
Texas(3/31/2025)
RR
Utah(7/7/2022)
RR
Vermont(7/7/2022)
RR
Virginia(7/7/2022)
RR
Washington(7/7/2022)
RR
West Virginia(7/7/2022)
RR
Wisconsin(7/7/2022)
RR
Wyoming(7/7/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/27/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
