Laurence S. Zipkin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laurence Stuart Zipkin was a registered financial professional .
Laurence is a previously registered financial professional and started their career in finance in 1986. Laurence had worked at 5 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2008 - December 23, 2008
FOCUS CAPITAL GROUP, INC.
April 30, 1997 - August 31, 2006
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.
June 29, 1987 - June 29, 1987
PARADISE VALLEY SECURITIES, INC.
June 19, 1987 - April 30, 1997
CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.
July 23, 1986 - June 29, 1987
ANTHONY INVESTMENT CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/10/2002
Limited Representative-Equity Trader ExamCurrent Firm
FOCUS CAPITAL GROUP, INC.
CRD#: 143240 / SEC#: , 8-67543
Contact information
Documents
Red Flags
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