Thomas F. Chlada
Professional summary
Thomas Francis Chlada, who also goes by Thomas Francis Chalda, is a registered financial professional currently at PRIME CAPITAL MARKETS, LLC located in Chicago, Illinois.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1986. Thomas has worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 7, Series 3, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Francis Chlada's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 11, 2022 - Present
PRIME CAPITAL MARKETS, LLC
Office #1: 425 S. Financial Place Ste 3160, Chicago, IL 60605Office #2: 425 S. Financial Place, Suite 3160, Chicago, IL 60605July 24, 2018 - May 2, 2022
RCM SECURITIES
January 4, 2017 - July 6, 2017
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
September 4, 2015 - July 5, 2017
WEDBUSH SECURITIES INC.
April 12, 2004 - August 26, 2015
ABN AMRO CLEARING USA LLC
April 20, 1987 - August 29, 1989
MORGAN STANLEY DW INC.
March 16, 1987 - March 24, 1987
ALLIED CAPITAL GROUP, INC.
September 24, 1986 - February 20, 1987
SECURITIES USA, INC.
July 18, 1986 - October 3, 1986
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 5/31/2022
Securities Trader ExamCboe Exchange, Inc.
FINRA
Current Firm
PRIME CAPITAL MARKETS, LLC
CRD#: 310298 / SEC#: , 8-70570
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRIME GROUP HOLDING LLC | MEMBER AND MANAGER | |
| BALCARCEL, JOSEPH ROBERT | CHIEF OPERATING OFFICER | 7492741 |
| CHLADA, THOMAS FRANCIS | CHIEF EXECUTIVE OFFICER | 1533996 |
| MACDONALD, DONNA JOY | CHIEF COMPLIANCE OFFICER | 1178698 |
| OULVEY, DAVID EUGENE | CHIEF FINANCIAL OFFICER AND FINANCIAL & OPERATIONS PRINCIPAL | 2279183 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
