DS
David T. Steurer
KEYBANC CAPITAL MARKETS
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 1533650
DS
Professional summary
David Thomas Steurer, who also goes by Dave Steurer, is a registered financial professional currently at KEYBANC CAPITAL MARKETS INC. located in Chicago, Illinois.
David is registered as a RR (Registered Representative) and started their career in finance in 1990. David has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Dave Steurer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view David Thomas Steurer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 31, 2016 - Present
KEYBANC CAPITAL MARKETS INC.
Office #1: 227 W. Monroe St. Suite 1700, Chicago, IL 60606BD
CRD#: 566
Chicago, IL
Past
February 29, 2008 - February 10, 2016
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
DALLAS, TX
Past
February 6, 2004 - February 29, 2008
RBC CAPITAL MARKETS CORPORATION
BD
CRD#: 6579
DALLAS, TX
Past
November 19, 1998 - February 6, 2004
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
NEW YORK, NY
Past
May 14, 1996 - November 3, 1998
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
June 27, 1995 - May 21, 1996
CLEARY GULL REILAND & MCDEVITT INC.
BD
CRD#: 18716
MILWAUKEE, WI
Past
June 6, 1991 - April 10, 1995
DAIN RAUSCHER INCORPORATED
BD
CRD#: 7600
Past
November 23, 1990 - May 2, 1991
BARCLAYS DE ZOETE WEDD INCORPORATED
BD
CRD#: 16080
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/31/2016)
RR
Alaska(5/31/2016)
RR
Arizona(5/31/2016)
RR
Arkansas(5/31/2016)
RR
California(5/31/2016)
RR
Colorado(5/31/2016)
RR
Connecticut(5/31/2016)
RR
Delaware(5/31/2016)
RR
District of Columbia(5/31/2016)
RR
Florida(5/31/2016)
RR
Georgia(5/31/2016)
RR
Hawaii(5/31/2016)
RR
Idaho(5/31/2016)
RR
Illinois(5/31/2016)
RR
Indiana(5/31/2016)
RR
Iowa(5/31/2016)
RR
Kansas(5/31/2016)
RR
Kentucky(5/31/2016)
RR
Louisiana(5/31/2016)
RR
Maine(5/31/2016)
RR
Maryland(5/31/2016)
RR
Massachusetts(5/31/2016)
RR
Michigan(5/31/2016)
RR
Minnesota(5/31/2016)
RR
Mississippi(5/31/2016)
RR
Missouri(5/31/2016)
RR
Montana(5/31/2016)
RR
Nebraska(5/31/2016)
RR
Nevada(5/31/2016)
RR
New Hampshire(5/31/2016)
RR
New Jersey(5/31/2016)
RR
New Mexico(5/31/2016)
RR
New York(5/31/2016)
RR
North Carolina(5/31/2016)
RR
North Dakota(5/31/2016)
RR
Ohio(5/31/2016)
RR
Oklahoma(5/31/2016)
RR
Oregon(5/31/2016)
RR
Pennsylvania(5/31/2016)
RR
Rhode Island(5/31/2016)
RR
South Carolina(5/31/2016)
RR
South Dakota(5/31/2016)
RR
Tennessee(5/31/2016)
RR
Texas(5/31/2016)
RR
Utah(5/31/2016)
RR
Vermont(5/31/2016)
RR
Virginia(5/31/2016)
RR
Washington(5/31/2016)
RR
West Virginia(5/31/2016)
RR
Wisconsin(5/31/2016)
RR
Wyoming(5/31/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
KC
KEYBANC CAPITAL MARKETS INC.
GRADISON ASSET MANAGEMENT | MCDONALD INVESTMENTS INC. | MCDONALD & COMPANY SECURITIES, INC. | MCDONALD & COMPANY | KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
127 Public Square, Cleveland, OH 44114
Mailing Address
127 Public Square, Cleveland, OH 44114
Phone number
(216) 689-0803
Established
Ohio since 05/18/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
