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KG

Keith R. Gunther

LEGACY INVESTMENT STRATEGIES
La Palma, CA 90623
CRD#: 1533552
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KG
Keith Ryan GuntherLEGACY INVESTMENT STRATEGIES

Professional summary

Keith Ryan Gunther is a registered financial advisor currently at LEGACY INVESTMENT STRATEGIES, LLC located in La Palma, California and LPL FINANCIAL LLC located in La Palma, California.

Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Keith has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Ryan Gunther's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 28, 2024 - Present

LEGACY INVESTMENT STRATEGIES, LLC

Office #1: 6 Centerpointe Dr Suite 700, La Palma, CA 90623
RIA
CRD#: 117423
La Palma, CA
Current

May 1, 2024 - Present

LPL FINANCIAL LLC

Office #1: 6 Centerpointe Dr Ste. 700, La Palma, CA 90623
RIA
BD
CRD#: 6413
LA PALMA, CA
Past

September 7, 2007 - April 30, 2024

CROWN CAPITAL SECURITIES, L.P.

RIA
CRD#: 6312
LA PALMA, CA
Past

August 24, 1999 - May 1, 2024

CROWN CAPITAL SECURITIES, L.P.

BD
CRD#: 6312
LA PALMA, CA
Past

March 31, 1999 - August 20, 1999

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA
Past

July 23, 1986 - March 31, 1999

TITAN/VALUE EQUITIES GROUP, INC.

BD
CRD#: 6359
IRVINE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(5/1/2024)
RR
California
(5/1/2024)
IAR
California
(5/28/2024)
RR
Georgia
(11/28/2024)
RR
Idaho
(5/1/2024)
RR
Maryland
(7/31/2024)
RR
Minnesota
(5/1/2024)
RR
New Mexico
(5/1/2024)
RR
Oregon
(5/1/2024)
RR
Tennessee
(7/31/2024)
RR
Texas
(8/26/2024)
RR
Virginia
(8/17/2024)
RR
Washington
(5/1/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/2/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/23/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/19/1986
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/15/1986
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

LI
LEGACY INVESTMENT STRATEGIES, LLC
I2 ADVISORS | OLSEN, JAMES WILLIAM | OLSEN & GUIDRY, LLC | MGM FINANCIAL GROUP | MGM FINANCIAL | LEGACY INVESTMENT STRATEGIES, LLC | LEGACY INVESTMENT STRATEGIES, L.L.C. | LEGACY INVESTMENT STRATEGIES | JAMES W. OLSEN, CFP AND ASSOCIATES | INTEGRA WEALTH MANAGEMENT

CRD#: 117423 / SEC#:

California
Registered Investment Advisory firm - (5/28/2024 Approved)
Louisiana
Registered Investment Advisory firm - (2/1/2002 Approved)
Maryland
Registered Investment Advisory firm - (4/3/2024 Approved)
Michigan
Registered Investment Advisory firm - (5/1/2025 Terminated)
Texas
Registered Investment Advisory firm - (5/18/2016 Conditional Restricted)
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Contact information

Main Address
3445 N Causeway Blvd Suite 905, Metairie, LA 70002
Mailing Address
Phone number
(504) 361-7788
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts359
AUM (Assets Under Management)$ 103,939,545

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LEGACY INVESTMENT STRATEGIES, LLC

CRD#: 117423La Palma, CA 90623

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