CB
Charles L. Bowen
CETERA INVESTMENT ADVISERS LLC
Marble Falls, TX 78654
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CRD#: 1533259
CB
Professional summary
Charles Lane Bowen is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Marble Falls, Texas and CETERA WEALTH SERVICES, LLC located in Marble Falls, Texas.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Charles has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: Granite Wealth Management INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: financial services START DATE: 06/2011 POSITION/TITLE/RELATIONSHIP: Sr. Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: provide financial services 2. NAME OF OTHER BUSINESS: Horn Frog INVESTMENT RELATED: No ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: Real Estate START DATE: 10/2012 POSITION/TITLE/RELATIONSHIP: Owner APX NUMBER OF HOURS PER WEEK: 1 per month APX NUMBER OF HOURS DURING TRADING HOURS: none BRIEF DESCRIPTION OF DUTIES: building management duties 3. NAME OF OTHER BUSINESS: Lane Bowen INVESTMENT RELATED: No ADDRESS: 210 The Hills Horseshoe Bay, TX 78657 NATURE OF BUSINESS: Farm START DATE: 01/1965 POSITION/TITLE/RELATIONSHIP: owner APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: none BRIEF DESCRIPTION OF DUTIES: raising goats and cattle for the market 4. NAME OF OTHER BUSINESS: MARIAN C. REPERT EDUCATIONAL TRUST; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EDUCATIONAL SCHOLARSHIPS; START DATE: 04/2015; POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: INTERVIEW HIGH SCHOOL STUDENTS FOR SCHOLARSHIP SELECTION;
CRS (Client Relationship Summary) - RIA
Click below to view Charles Lane Bowen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 701 Avenue G, Marble Falls, TX 78654RIA
CRD#: 105644
Marble Falls, TX
Current
September 20, 2019 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 701 Avenue G, Marble Falls, TX 78654BD
CRD#: 13572
Marble Falls, TX
Past
May 20, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
June 11, 2015 - May 20, 2021
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
MARBLE FALLS, TX
Past
June 11, 2015 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
Marble Falls, TX
Past
May 6, 2011 - June 15, 2015
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
MARBLE FALLS, TX
Past
May 6, 2011 - June 15, 2015
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
MARBLE FALLS, TX
Past
January 1, 2008 - May 6, 2011
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
MARBLE FALLS, TX
Past
January 1, 2008 - May 6, 2011
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
MARBLE FALLS, TX
Past
November 15, 2002 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
MARBLE FALLS, TX
Past
March 29, 1993 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
MARBLE FALLS, TX
Past
September 17, 1986 - December 23, 1992
EDWARD JONES
BD
CRD#: 250
Past
July 23, 1986 - March 30, 1993
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/20/2019)
RR
Arkansas(9/20/2019)
RR
California(9/20/2019)
RR
Colorado(9/20/2019)
RR
Connecticut(9/20/2019)
RR
Florida(9/23/2019)
RR
Georgia(9/20/2019)
RR
Kansas(9/20/2019)
RR
Kentucky(9/20/2019)
RR
Louisiana(9/20/2019)
RR
Mississippi(9/20/2019)
RR
Missouri(9/20/2019)
RR
New Mexico(9/20/2019)
RR
New York(9/20/2019)
RR
North Carolina(9/20/2019)
RR
Ohio(8/1/2024)
RR
Oklahoma(9/20/2019)
RR
Oregon(9/20/2019)
RR
South Carolina(9/20/2019)
RR
Texas(9/20/2019)
IAR
Texas(6/29/2023)
RR
Washington(6/22/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Marble Falls, TX 78654TRUST BUT VERIFY
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