Donald A. Cope
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Alastair Cope, who also goes by Don Cope, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1986. Donald had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2001 - December 31, 2011
INVESTORS CAPITAL CORP.
October 8, 1999 - November 15, 2001
AGES FINANCIAL SERVICES, LTD.
November 24, 1993 - October 7, 1999
POLARIS FINANCIAL SERVICES, INC.
March 29, 1993 - December 6, 1993
MAIN STREET MANAGEMENT COMPANY
August 27, 1986 - April 14, 1993
SIGNATOR INVESTORS, INC.
July 2, 1986 - April 14, 1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
Red Flags
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