Douglas A. Swope

STILLWATER CAPITAL ADVISORS

Devon, PA 19333

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CRD#: 1531878

Professional summary

Douglas Andrew Swope, CFP®, who also goes by Doug Swope, Douglas A Swope, is a registered financial advisor currently at STILLWATER CAPITAL ADVISORS, LLC located in Devon, Pennsylvania.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Douglas has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Doug Swope | Douglas A Swope

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Andrew Swope's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

June 12, 2009 - Present

STILLWATER CAPITAL ADVISORS, LLC

Office #1: 80 W. Lancaster Ave. Suite 230, Devon, PA 19333

RIA

CRD#: 149946

Devon, PA

Past

June 1, 2009 - June 22, 2009

MORGAN STANLEY

RIA

CRD#: 149777

BERWYN, PA

Past

June 1, 2009 - June 22, 2009

MORGAN STANLEY

CRD#: 149777

BERWYN, PA

Past

May 24, 2002 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

BERWYN, PA

Past

October 9, 1996 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

BERWYN, PA

Past

April 8, 1993 - September 24, 1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

February 18, 1987 - January 1, 1988

DELAWARE DISTRIBUTORS, L.P.

CRD#: 14232

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STILLWATER CAPITAL ADVISORS, LLC

CRD#: 149946 / SEC#: 801-70060

RIA

Registered Investment Advisory firm - (4/20/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(6/16/2009)

IAR

Texas
(6/12/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/28/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/21/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/7/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/13/1987

Investment Company Products/Variable Contracts Representative Examination

Current Firm

STILLWATER CAPITAL ADVISORS, LLC

CRD#: 149946 / SEC#: 801-70060

RIA

Registered Investment Advisory firm - (4/20/2009 Approved)

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Contact information

Main Address

80 W. Lancaster Ave. Suite 230, Devon, PA 19333

Mailing Address

Phone number

(610) 848-6760

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 ADV (3/16/2025)

Regulatory assets under management

Total Number of Accounts	2,085
AUM (Assets Under Management)	$ 1,149,235,596

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/16/2025	Cover Page	Report
03/11/2025	Cover Page	Report
02/11/2025	Cover Page	Report
03/20/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Douglas A. Swope

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Andrew Swope's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

DELAWARE DISTRIBUTORS, L.P.

Primary Firm SEC Registration

STILLWATER CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/28/1993

Series 63

Date: 4/21/1993

Series 7

Date: 4/7/1993

Series 6

Date: 2/13/1987

Current Firm

STILLWATER CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STILLWATER CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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