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KC

Kevin J. Crosby

STONEHAVEN
NEW YORK, NY 10020
Some features on this profile are disabled
CRD#: 1531042
KC

Professional summary

Kevin John Crosby Sr., who also goes by Kevin John Crosby Sr, Kevin John Crosby, Kevin John Sr Crosby, is a registered financial professional currently at STONEHAVEN, LLC located in New York, New York.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 1986. Kevin has worked at 13 firms and has passed the Series 63, Series 99TO, SIE, Series 87, Series 7, Series 27 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kevin John Crosby Sr | Kevin John Crosby | Kevin John Sr Crosby

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin John Crosby Sr.'s CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 26, 2024 - Present

STONEHAVEN, LLC

Office #1: 600 Fifth Avenue Second Floor, New York, NY 10020
BD
CRD#: 118913
NEW YORK, NY
Past

December 8, 2021 - January 31, 2024

JAVELIN SECURITIES, LLC

BD
CRD#: 107473
COHASSET, MA
Past

February 1, 2018 - December 13, 2019

COMPASS SECURITIES CORPORATION

BD
CRD#: 16168
SOMERVILLE, MA
Past

July 19, 2016 - October 17, 2017

BHA SELECT NETWORK, LLC

BD
CRD#: 168883
Boston, MA
Past

November 2, 2011 - April 1, 2016

COMPASS SECURITIES CORPORATION

BD
CRD#: 16168
BOSTON, MA
Past

April 1, 2003 - October 31, 2011

PULSE TRADING, INC.

BD
CRD#: 104022
BOSTON, MA
Past

January 3, 2002 - November 25, 2002

FULCRUM GLOBAL PARTNERS LLC

BD
CRD#: 104455
NEW YORK, NY
Past

May 1, 2001 - September 27, 2001

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

February 5, 2001 - May 1, 2001

JPMSI

BD
CRD#: 15733
NEW YORK, NY
Past

February 1, 2000 - February 5, 2001

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

March 12, 1997 - February 1, 2000

HAMBRECHT & QUIST LLC

BD
CRD#: 940
SAN FRANCISCO, CA
Past

April 12, 1989 - February 27, 1997

NATIONAL FINANCIAL SERVICES LLC

BD
CRD#: 13041
BOSTON, MA
Past

June 22, 1988 - December 13, 1988

NEW ENGLAND INVESTMENT CAPITAL MARKETS, INC.

BD
CRD#: 22025
Past

December 11, 1987 - February 27, 1988

INVESTACORP, INC.

BD
CRD#: 7684
Past

July 30, 1986 - July 1, 1988

EASTERN CAPITAL SECURITIES, INC.

BD
CRD#: 14743

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(4/25/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 7/30/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 8/9/2007
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 7/19/1986
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 5/18/1988
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/13/1988
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SL
STONEHAVEN, LLC
STONEHAVEN, LLC

CRD#: 118913 / SEC#: , 8-53699

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
600 Fifth Avenue 2nd Floor, New York, NY 10020
Mailing Address
600 Fifth Avenue 2nd Floor, New York, NY 10020
Phone number
(917) 349-7050
Established
Delaware since 10/12/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STONEHAVEN HOLDINGS LLCSOLE MEMBER OF STONEHAVEN LLC
FRANK, DAVID THOMASCEO3256230
JAFARZADEH, STEVEN ERICCCO2994968
SULLIVAN, MARK JOSEPHCGO2925479

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STONEHAVEN, LLC

CRD#: 118913New York, NY 10020

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