Jeffrey S. Dean
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Seward Dean, who also goes by Jeff Dean, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1986. Jeffrey had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24, Series 27 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2014 - June 20, 2018
SCOTTRADE INVESTMENT MANAGEMENT
October 15, 2014 - July 20, 2018
SCOTTRADE, INC.
March 20, 2013 - August 20, 2013
EVERBANK WEALTH MANAGEMENT
September 20, 2012 - August 20, 2013
EVERTRADE DIRECT BROKERAGE, INC.
July 12, 2004 - November 13, 2008
RIVERSOURCE SERVICES, INC.
December 14, 1988 - November 13, 2008
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
August 19, 1986 - March 2, 1989
COREBRIDGE CAPITAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SCOTTRADE INVESTMENT MANAGEMENT
CRD#: 169988 / SEC#: 801-79217
Contact information
Red Flags
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