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Patrick Joseph Mcdonough

STONE KEY SECURITIES
GREENWICH, CT
·CRD# 1530426·36 years experience

Professional Summary

Patrick Joseph Mcdonough, who also goes by Pat Mcdonough, is a registered financial advisor currently at STONE KEY SECURITIES LLC located in Greenwich, Connecticut. Patrick is registered as a RR (Registered Representative) and started their career in finance in 1990. Patrick has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Pat Mcdonough

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

STONE KEY SECURITIES LLC·CRD# 152341
BD
411 West Putnam Avenue, Greenwich, CT 06830
June 2, 2017 - Present
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
April 28, 2006 - July 28, 2016
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
August 6, 1990 - April 6, 2006

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Current Firm

SK
STONE KEY SECURITIES LLC

STONE KEY SECURITIES LLC

CRD#: 152341 / SEC#: 8-68440
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

411 West Putnam Avenue, Greenwich, CT 06830

Mailing Address

411 West Putnam Avenue, Greenwich, CT 06830

Phone Number

(203) 930-3700

Established

Delaware since 05/18/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
STONE KEY GROUP LLCSOLE MEMBER—
HEDIN, EARL VICTORFINOP, CFO1976430
URFIRER, MICHAEL JAMESCHAIRMAN, CEO, EXEC. REP,1199849
WEINGARTEN, ALLEN LAWRENCECHIEF COMPLIANCE OFFICER4991149
WEINGARTEN, ALLEN LAWRENCEGENERAL COUNSEL, CHIEF OPERATIONS OFFICER—

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(6/2/2017)
RR
New York
(6/2/2017)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2006About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1990About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 1998About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Patrick Joseph Mcdonough's CRS (Customer Relationship Summary).

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