Alan S. Kravec

PWA SECURITIES

Fort Lauderdale, FL 33301-2281

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CRD#: 1530271

Professional summary

Alan Steven Kravec is a registered financial professional currently at PWA SECURITIES, LLC located in Fort Lauderdale, Florida.

Alan is registered as a RR (Registered Representative) and started their career in finance in 1987. Alan has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alan Steven Kravec's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2024 - Present

PWA SECURITIES, LLC

Office #1: 200 East Las Olas Blvd 19th Floor, Fort Lauderdale, FL 33301-2281

CRD#: 321974

Fort Lauderdale, FL

Past

January 17, 2023 - July 20, 2024

WALLACHBETH CAPITAL LLC

CRD#: 147853

Boca Raton, FL

Past

February 5, 2018 - January 9, 2023

INTERCOASTAL CAPITAL MARKETS, INC.

CRD#: 83

BOCA RATON, FL

Past

August 28, 2015 - February 2, 2018

CG CAPITAL MARKETS, LLC

CRD#: 35513

Boca Raton, FL

Past

March 27, 1998 - June 9, 2015

VINING-SPARKS IBG, LLC

CRD#: 27502

FORT LAUDERDALE, FL

Past

December 4, 1995 - March 30, 1998

SUNCOAST CAPITAL GROUP, LTD.

CRD#: 31214

FT. LAUDERDALE, FL

Past

January 30, 1989 - December 8, 1995

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

October 21, 1987 - February 8, 1989

WESTCAP SECURITIES, L.P.

CRD#: 7301

HOUSTON, TX

Past

June 24, 1987 - October 27, 1987

RLR SECURITIES GROUP, INC.

CRD#: 7952

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/29/2024)

Arizona
(7/29/2024)

Arkansas
(8/13/2024)

California
(7/11/2024)

Colorado
(7/29/2024)

Connecticut
(7/11/2024)

Delaware
(8/1/2024)

District of Columbia
(8/5/2024)

Florida
(7/10/2024)

Georgia
(8/9/2024)

Hawaii
(7/29/2024)

Illinois
(8/2/2024)

Kansas
(7/16/2024)

Kentucky
(7/30/2024)

Louisiana
(7/31/2024)

Maryland
(7/16/2024)

Massachusetts
(7/10/2024)

Michigan
(7/25/2024)

Mississippi
(8/1/2024)

Missouri
(7/11/2024)

Nevada
(7/29/2024)

New Jersey
(7/11/2024)

New York
(8/4/2024)

North Carolina
(7/22/2024)

Ohio
(7/10/2024)

Oregon
(1/7/2025)

Pennsylvania
(7/11/2024)

Puerto Rico
(7/18/2024)

Rhode Island
(7/11/2024)

South Carolina
(7/30/2024)

South Dakota
(7/30/2024)

Tennessee
(7/26/2024)

Texas
(7/10/2024)

Utah
(7/11/2024)

Virginia
(8/1/2024)

Washington
(7/30/2024)

Wisconsin
(7/10/2024)

Wyoming
(7/15/2024)

Exams

State Security Law Exam

Series 63

Date: 7/17/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/20/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/12/2015

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PWA SECURITIES, LLC

CRD#: 321974 / SEC#: , 8-70938

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

200 East Las Olas Blvd 19th Floor, Fort Lauderdale, FL 33301-2281

Mailing Address

200 East Las Olas Blvd 19th Floor, Fort Lauderdale, FL 33301-2281

Phone number

(954) 712-8888

Established

Florida since 05/04/2021

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
PWA HOLDINGS, LLC	MEMBER
DONELSON, LISA ANTOINETTE	COMPLIANCE OFFICER	2248926
HEDIGER, LEE FREDERICK	BOARD OF DIRECTORS	2696174
MOLL, TODD ANTHONY	BOARD OF DIRECTORS	2134560
ROSANEL, JOSEPH PINHAS	FINANCIAL & OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER	6215325
SAKA, JOSEPH LESTER	BOARD OF DIRECTORS	7704169
SCANLAN, THOMAS JOSEPH	PRESIDENT, CHIEF COMPLIANCE OFFICER, COO, MUNI PRINCIPAL, REGISTERED OPTIONS PRINCIPAL, POO	3182780

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Alan S. Kravec

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alan Steven Kravec's CRS (Customer Relationship Summary).

Certified licenses

Experience

WALLACHBETH CAPITAL LLC

INTERCOASTAL CAPITAL MARKETS, INC.

CG CAPITAL MARKETS, LLC

VINING-SPARKS IBG, LLC

SUNCOAST CAPITAL GROUP, LTD.

GRUNTAL & CO., L.L.C.

WESTCAP SECURITIES, L.P.

RLR SECURITIES GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/17/1987

SIE

Date: 10/1/2018

Series 7

Date: 6/20/1987

Series 24

Date: 10/12/2015

FINRA

Current Firm

PWA SECURITIES, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PWA SECURITIES, LLC

TRUST BUT VERIFY

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