Lynn E. Williams
Professional summary
Lynn Edward Williams, who also goes by Lynn E Williams, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Lynn is registered as a RR (Registered Representative) and started their career in finance in 2003. Lynn has worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lynn Edward Williams's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 9, 2018 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 16, 2014 - December 31, 2016
OSAIC SERVICES, INC.
September 28, 2009 - December 13, 2013
VOYA FINANCIAL ADVISORS, INC.
April 25, 2005 - March 26, 2009
LPL FINANCIAL LLC
January 1, 2004 - November 8, 2004
VOYA FINANCIAL ADVISORS, INC.
January 13, 2003 - January 1, 2004
LOCUST STREET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/9/2018)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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