Donald R. Ayers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald R Ayers JR, who also goes by Don Ayers, Donald Royce Ayers Jr, Donald Royce Ayersmsm Jr, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1986. Donald had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2015 - November 4, 2024
ON INVESTMENT MANAGEMENT CO
April 27, 2015 - November 4, 2024
THE O.N. EQUITY SALES COMPANY
April 21, 2008 - December 31, 2011
INTERNATIONAL PLANNING ALLIANCE, LLC
August 5, 2004 - April 30, 2015
PARK AVENUE SECURITIES LLC
July 21, 1999 - April 30, 2015
PARK AVENUE SECURITIES LLC
November 1, 1994 - July 2, 1999
SECURIAN FINANCIAL SERVICES, INC.
February 29, 1988 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
February 29, 1988 - November 23, 1994
PRUCO SECURITIES, LLC.
February 28, 1988 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
February 28, 1988 - November 23, 1994
PRUCO SECURITIES, LLC.
July 11, 1986 - February 10, 1988
UNDERHILL ASSOCIATES, INCORPORATED
Primary Firm SEC Registration
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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