Mary A. Pervis
Professional summary
Mary Ann Pervis, who also goes by Mary Shaw Cunha, Mary Ann Pervis, Mary Pervis, Mary Shaw Phillips, Mary Shaw, is a registered financial advisor currently at VANGUARD ADVISERS, INC. located in Plano, Texas and VANGUARD MARKETING CORPORATION located in Plano, Texas.
Mary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Mary has worked at 12 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mary Ann Pervis's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 15, 2021 - Present
VANGUARD ADVISERS, INC.
Office #1: 7900 Windrose Avenue, Plano, TX 75024September 15, 2021 - Present
VANGUARD MARKETING CORPORATION
Office #1: 7900 Windrose Ave, Plano, TX 75024February 19, 2020 - June 30, 2021
CHARLES SCHWAB & CO., INC.
February 19, 2020 - June 30, 2021
CHARLES SCHWAB & CO., INC.
October 26, 2018 - February 14, 2020
CETERA INVESTMENT ADVISERS LLC
October 26, 2018 - February 14, 2020
CETERA INVESTMENT SERVICES LLC
February 27, 2018 - October 16, 2018
TD AMERITRADE, INC.
February 26, 2018 - October 16, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - October 16, 2018
TD AMERITRADE, INC.
April 29, 2016 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
October 4, 2010 - February 26, 2018
SCOTTRADE, INC.
June 5, 2008 - September 1, 2010
EDWARD JONES
May 9, 2008 - September 1, 2010
EDWARD JONES
July 31, 1995 - December 3, 2002
PEMBROOK SECURITIES, INC.
November 21, 1989 - August 19, 1993
KEYBANC CAPITAL MARKETS INC.
Primary Firm SEC Registration
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VANGUARD ADVISERS, INC.
CRD#: 106715Plano, TX 75024TRUST BUT VERIFY
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