George B. Frye
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Bradwell Frye was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1986. George had worked at 23 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2014 - December 31, 2016
COUNTRY CAPITAL MANAGEMENT COMPANY
January 26, 2006 - April 27, 2007
METROPOLITAN LIFE INSURANCE COMPANY
January 26, 2006 - April 27, 2007
MSI FINANCIAL SERVICES, INC.
February 2, 2005 - September 7, 2005
DUNWOODY BROKERAGE SERVICES, INC.
April 23, 2004 - November 30, 2004
VOYA FINANCIAL ADVISORS, INC.
August 18, 2003 - April 22, 2004
THE O.N. EQUITY SALES COMPANY
June 5, 2003 - August 7, 2003
MONY SECURITIES CORPORATION
December 18, 2002 - May 28, 2003
CARILLON INVESTMENTS, INC.
May 2, 2002 - August 14, 2002
METROPOLITAN LIFE INSURANCE COMPANY
May 2, 2002 - August 14, 2002
MSI FINANCIAL SERVICES, INC.
November 28, 2001 - April 15, 2002
THE O.N. EQUITY SALES COMPANY
January 3, 2001 - November 28, 2001
SUNSET FINANCIAL SERVICES, INC.
July 17, 2000 - December 31, 2000
AMERITAS INVESTMENT COMPANY, LLC
February 15, 2000 - July 20, 2000
TRANSAMERICA FINANCIAL ADVISORS, LLC
June 15, 1998 - February 10, 2000
LOCUST STREET SECURITIES, INC.
April 22, 1997 - June 8, 1998
VOYA FINANCIAL ADVISORS, INC.
December 19, 1995 - April 1, 1997
TRANSAMERICA FINANCIAL ADVISORS, LLC
June 20, 1995 - December 21, 1995
VOYA FINANCIAL ADVISORS, INC.
January 27, 1995 - June 30, 1995
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
January 27, 1995 - June 30, 1995
OSAIC FA, INC.
August 18, 1994 - February 14, 1995
WOODBURY FINANCIAL SERVICES, INC.
May 4, 1994 - August 18, 1994
SENTRA SECURITIES CORPORATION
September 20, 1993 - April 12, 1994
HORNOR, TOWNSEND & KENT, LLC
April 27, 1993 - September 16, 1993
MML INVESTORS SERVICES, LLC
December 3, 1992 - April 30, 1993
1717 CAPITAL MANAGEMENT COMPANY
October 19, 1992 - December 2, 1992
VOYA FINANCIAL ADVISORS, INC.
June 1, 1992 - June 11, 1992
1717 CAPITAL MANAGEMENT COMPANY
April 1, 1991 - October 16, 1992
WOODBURY FINANCIAL SERVICES, INC.
January 8, 1991 - January 22, 1991
WADDELL & REED
February 2, 1990 - November 9, 1990
WOODBURY FINANCIAL SERVICES, INC.
May 9, 1988 - November 24, 1989
WADDELL & REED
February 19, 1988 - August 8, 1988
FORESTERS FINANCIAL SERVICES, INC.
January 29, 1987 - February 24, 1988
TOWER SQUARE SECURITIES, INC.
September 29, 1986 - November 24, 1989
WADDELL & REED
July 29, 1986 - September 30, 1986
RELIASTAR FINANCIAL MARKETING CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COUNTRY CAPITAL MANAGEMENT COMPANY
CRD#: 12060 / SEC#: , 8-12645
Contact information
FINRA licenses (31 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COUNTRY LIFE INSURANCE COMPANY | SHAREHOLDER | |
| BULL, DAVID B | PRINCIPAL OPERATIONS OFFICER | 5287948 |
| DARMSTAEDTER, GEOFFREY FREDERICK | CHIEF COMPLIANCE OFFICER & ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 5709185 |
| DODDS, ALAN KEITH | VICE PRESIDENT - FINANCE & TREASURER | 5660784 |
| DUNCAN, BRIAN KEITH | CHAIRMAN OF THE BOARD & DIRECTOR | 6904912 |
| ELLERMAN, DOUGLAS JOSEPH | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER | 6096851 |
| FLETCHER, JEREMIAH DEAN | CHIEF INFORMATION SECURITY OFFICER | 6970583 |
| FRERICHS, TROY MITCHELL | CEO, EXECUTIVE REPRESENTATIVE | 4133454 |
| GREEN, DENNIS WAYNE | DIRECTOR | 6904908 |
| HARRIS, TIMOTHY JOHN | EXECUTIVE VICE PRESIDENT OF AGENCY | 3155020 |
| MEISS, DAVID LEE | DIRECTOR | 6904884 |
| SCHUTZ, CHAD KENNETH | DIRECTOR | 6904905 |
| VANCE, JENNIFER LYNN | GENERAL COUNSEL, SECRETARY & CHIEF LEGAL OFFICER | 7040592 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
