Lori A. Young

KESTRA INVESTMENT SERVICES

Kalamazoo, MI 49009

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CRD#: 1527629

Professional summary

Lori Ann Young, who also goes by Lori A. Young-brady, Lori Ann Youngbrady, is a registered financial professional currently at KESTRA INVESTMENT SERVICES, LLC located in Kalamazoo, Michigan.

Lori is registered as a RR (Registered Representative) and started their career in finance in 1986. Lori has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Lori A. Young-Brady | Lori Ann Youngbrady

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lori Ann Young's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 18, 2016 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 6100 Stadium Dr., Kalamazoo, MI 49009

CRD#: 42046

Kalamazoo, MI

Past

November 14, 2000 - April 23, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

KALAMAZOO, MI

Past

April 8, 1997 - November 17, 1998

NATCITY INSURANCE SERVICES, INC.

CRD#: 16989

CLEVELAND, OH

Past

September 1, 1994 - November 17, 1998

FIRST OF AMERICA SECURITIES, INC.

CRD#: 36568

KALAMAZOO, MI

Past

July 23, 1986 - November 15, 1994

NATCITY INSURANCE SERVICES, INC.

CRD#: 16989

CLEVELAND, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Michigan
(4/18/2016)

Exams

State Security Law Exam

Series 63

Date: 9/23/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/19/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 8/19/1997

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 2/11/1997

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/23/1991

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046 / SEC#: , 8-49672

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

5707 Southwest Parkway 2-125, Austin, TX 78746

Mailing Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Phone number

(844) 553-7872

Established

Texas since 09/01/2014

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

Name	Position	CRD#
KESTRA FINANCIAL, INC	SOLE MEMBER
AMORE, JOHN VINCENT	PRESIDENT	5430932
CHESTER, KRISTEN LAWLESS	CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT	6896952
KANT, VINAY	CHIEF DIGITAL TECHNOLOGY OFFICER	7976827
PEDLOW, MICHAEL ROSS	CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT	4871563
POER, JAMES LYNN	CHIEF EXECUTIVE OFFICER	1983357
SCHOENBECK, MARK PAUL	EXECUTIVE VICE PRESIDENT	2625829
YIN, YIN	CONTROLLER	3219513
ZEGERS, SCOTT MATTHEW	CHIEF FINANCIAL OFFICER	4831659

Disclosures

Regulatory Event	14
Arbitration	2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Lori A. Young

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lori Ann Young's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRANSAMERICA FINANCIAL ADVISORS, LLC

NATCITY INSURANCE SERVICES, INC.

FIRST OF AMERICA SECURITIES, INC.

NATCITY INSURANCE SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/23/1986

SIE

Date: 10/1/2018

Series 7

Date: 7/19/1986

Series 53

Date: 8/19/1997

Series 4

Date: 2/11/1997

Series 24

Date: 8/23/1991

FINRA

Current Firm

KESTRA INVESTMENT SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

KESTRA INVESTMENT SERVICES, LLC

TRUST BUT VERIFY

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