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KA

Kimberlea K. Archer

CHECCHI CAPITAL ADVISERS
Beverly Hills, CA 90212
Some features on this profile are disabled
CRD#: 1527626
KA

Professional summary

Kimberlea Kay Archer, who also goes by Kimberlea K Angulo, Kim Archer, Kimberlea Kay Archer Ms., is a registered financial advisor currently at CHECCHI CAPITAL ADVISERS, LLC located in Beverly Hills, California.

Kimberlea is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Kimberlea has worked at 6 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kimberlea K Angulo | Kim Archer | Kimberlea Kay Archer Ms.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberlea Kay Archer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 29, 2025 - Present

CHECCHI CAPITAL ADVISERS, LLC

Office #1: 9720 Wilshire Blvd Suite 400, Beverly Hills, CA 90212
RIA
CRD#: 143478
Beverly Hills, CA
Past

February 22, 2012 - March 13, 2013

BNY MELLON SECURITIES CORPORATION

BD
CRD#: 231
LOS ANGELES, CA
Past

November 5, 2009 - March 8, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
LOS ANGELES, CA
Past

October 23, 2009 - March 8, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
LOS ANGELES, CA
Past

March 19, 2008 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
LOS ANGELES, CA
Past

January 13, 2001 - December 6, 2006

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
LOS ANGELES, CA
Past

July 16, 1998 - January 13, 2001

DB ALEX. BROWN LLC

BD
CRD#: 17790
BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CHECCHI CAPITAL ADVISERS, LLC
CHECCHI CAPITAL ADVISERS, LLC

CRD#: 143478 / SEC#: 801-67727

RIA
Registered Investment Advisory firm - (4/17/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/29/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/24/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 10/28/2009
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 5/17/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 7/14/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 11/21/2000
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 11/17/2000
General Securities Sales Supervisor - Options Module Examination

Current Firm

CC
CHECCHI CAPITAL ADVISERS, LLC
CHECCHI CAPITAL ADVISERS, LLC

CRD#: 143478 / SEC#: 801-67727

RIA
Registered Investment Advisory firm - (4/17/2007 Approved)
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Contact information

Main Address
9720 Wilshire Blvd Suite 400, Beverly Hills, CA 90212
Mailing Address
Phone number
(310) 432-0010
Established
Firm type
Fiscal year end
# of Employees
26

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV 2A & 2B (11/10/2025)

Regulatory assets under management

Total Number of Accounts1,198
AUM (Assets Under Management)$ 2,312,300,030

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHECCHI CAPITAL ADVISERS, LLC

CRD#: 143478Beverly Hills, CA 90212

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