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Michael Racaniello

CRD# 1527451·Registered 1994 - 2014
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Racaniello was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1994 - 2014. Michael had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

MLV & CO. LLC·CRD# 150959
BD
New York, NY
September 30, 2014 - October 13, 2014
MORGAN JOSEPH TRIARTISAN LLC·CRD# 10948
BD
Pittsford, NY
February 1, 2012 - January 14, 2013
MORGAN JOSEPH TRIARTISAN LLC·CRD# 10948
BD
Pittsford, NY
October 15, 2007 - December 2, 2011
MUTUAL SERVICE CORPORATION·CRD# 4806
BD
Fairport, NY
April 23, 2007 - October 16, 2007
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
RIA
Rochester, NY
April 2, 2007 - April 20, 2007
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Rochester, NY
February 22, 2007 - April 20, 2007
MORGAN JOSEPH TRIARTISAN LLC·CRD# 10948
BD
Pittsford, NY
March 13, 2002 - February 13, 2007
BROKERAGEAMERICA, INC·CRD# 103942
BD
Ne W York, NY
May 30, 2001 - March 13, 2002
LADENBURG THALMANN & CO. INC.·CRD# 505
BD
New York, NY
January 5, 2000 - May 31, 2001
HCFP BRENNER SECURITIES, LLC·CRD# 46003
BD
New York, NY
February 5, 1999 - January 4, 2000
BRENNER SECURITIES CORPORATION·CRD# 26973
BD
August 7, 1996 - August 28, 1996
LOEWENBAUM & COMPANY INCORPORATED·CRD# 26560
BD
Austin, TX
July 11, 1996 - February 5, 1999
BRENNER SECURITIES CORPORATION·CRD# 26973
BD
February 13, 1995 - August 28, 1996
GOLDIS FINANCIAL GROUP, INC.·CRD# 16444
BD
Garden City, NY
October 21, 1994 - February 17, 1995
INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
August 24, 1994 - November 2, 1994

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Current Firm

M&
MLV & CO. LLC

MCNICOLL, LEWIS & VLAK LLC | MLV & CO. LLC

CRD#: 150959 / SEC#: 8-68331
BD
Terminated by SEC on 08/24/2020

Contact Information

Established

Delaware since 06/04/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FBR CAPITAL MARKETS HOLDINGS, INC.DIRECT OWNER—
BONNEMA, STEPHEN JOSEPHCFO2229865
MARKUNAS, MICHAELCHIEF COMPLIANCE OFFICER1832307
MCNICOLL, PATRICECEO3199758

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2007About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2014About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Dec 1998

Series 7 — General Securities Representative Examination

Passed Aug 1994About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Sep 2005About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jul 1998About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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