Anton T. Mast
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anton Thomas Mast, who also goes by Anton Mast, was a registered financial professional .
Anton is a previously registered financial professional and started their career in finance in 1997. Anton had worked at 5 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 3, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2013 - December 31, 2021
MFR SECURITIES, INC.
May 4, 2006 - June 26, 2013
TRADITION SECURITIES AND DERIVATIVES LLC
April 22, 1999 - July 9, 2002
PREBON SECURITIES (USA) INC.
February 25, 1999 - May 2, 2006
PREBON FINANCIAL PRODUCTS INC.
April 16, 1997 - January 20, 1999
M.W. MARSHALL SECURITIES, L.L.C
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
MFR SECURITIES, INC.
CRD#: 36308 / SEC#: , 8-47186
Contact information
FINRA licenses (13 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
