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Anton Thomas Mast

CRD# 1525302·Registered 1997 - 2021
Previously Registered: Being a previously registered professional could mean that Anton is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Anton Thomas Mast, who also goes by Anton Mast, was a registered financial advisor. Anton was a previously registered financial professional and started their career in finance 1997 - 2021. Anton had worked at 5 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 3, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Anton Mast

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

MFR SECURITIES, INC.·CRD# 36308
BD
New York, NY
August 22, 2013 - December 31, 2021
TRADITION SECURITIES AND DERIVATIVES LLC·CRD# 28269
BD
New York, NY
May 4, 2006 - June 26, 2013
PREBON SECURITIES (USA) INC.·CRD# 20431
BD
Jersey City, NJ
April 22, 1999 - July 9, 2002
PREBON FINANCIAL PRODUCTS INC.·CRD# 29551
BD
Jersey City, NJ
February 25, 1999 - May 2, 2006
M.W. MARSHALL SECURITIES, L.L.C·CRD# 42090
BD
New York, NY
April 16, 1997 - January 20, 1999

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Current Firm

MS
MFR SECURITIES, INC.

MARIA FIORINI RAMIREZ SECURITIES, INC. | MFR SECURITIES, INC.

CRD#: 36308 / SEC#: 8-47186
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

2150 Goodlette Frank Road North, Suite 650, Naples, FL 34102

Mailing Address

P.o. Box 8568, Naples, FL 34102

Phone Number

(212) 416-5000

Established

Florida since 04/21/2025

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (13 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MARIA FIORINI RAMIREZ, INC.SOLE SHAREHOLDER—
LUSTER, CAROLINE JENNIFERFINOP, PFO, POO6249048
RAMIREZ, GEORGE MANUELPRESIDENT & CEO/ CHIEF COMPLIANCE OFFICER/ CFO/DIRECTOR2618023
RAMIREZ, MARIA FIORINICHAIRWOMAN1277347
RAMIREZ, MARIA FIORINIDIRECTOR1277347

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1997About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1997About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Jan 1987About the Series 3 exam

Series 53 — Municipal Securities Principal Examination

Passed Oct 2012About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Sep 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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