Timothy J. Black

ASSET STRATEGY ADVISORS

Natick, MA 01760-1535

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CRD#: 1525159

Professional summary

Timothy Joseph Black is a registered financial advisor currently at ASSET STRATEGY ADVISORS, LLC located in Natick, Massachusetts.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Timothy has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am currently on call as weekend sales floor worker at Macys, Solomon Pond Frederick J & Margaret M Black Irrevocable Trust dated 04/29/2010 Position: Trustee - Nature: Trustee for family trust - Investment Related: Yes Hours: 1 - Securities Trading Hours: 0 - Start Date: 04/29/2010 Address: 716 Tysens Lane, Staten Island, NY 10306

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Joseph Black's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 17, 2024 - Present

ASSET STRATEGY ADVISORS, LLC

Office #1: 24 Superior Drive Suite 101, Natick, MA 01760-1535

RIA

CRD#: 139879

Natick, MA

Past

July 21, 2021 - August 9, 2022

HAYS FINANCIAL GROUP, LLC

RIA

CRD#: 306877

Marlborough, MA

Past

July 16, 2018 - February 5, 2020

SECURITIES AMERICA, INC.

CRD#: 10205

MARLBOROUGH, MA

Past

January 30, 2017 - January 14, 2020

THE PATRIOT FINANCIAL GROUP, LLC

RIA

CRD#: 172470

Marlborough, MA

Past

July 1, 2015 - July 3, 2018

LPL FINANCIAL LLC

CRD#: 6413

WESTBOROUGH, MA

Past

August 6, 2008 - March 17, 2015

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

BOSTON, MA

Past

December 6, 2004 - June 6, 2008

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

NEWARK, NJ

Past

November 14, 2003 - December 6, 2004

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.

CRD#: 40596

HARTFORD, CT

Past

June 26, 2000 - July 10, 2003

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASSET STRATEGY ADVISORS, LLC

ASSET STRATEGY ADVISORS, LLC | CHARLES RIVER RETIREMENT CONSULTANTS, INC. | ASSET STRATEGY RETIREMENT CONSULTANTS, LLC | ASSET STRATEGY CONSULTANTS-BOSTON

CRD#: 139879 / SEC#: 801-66549

RIA

Registered Investment Advisory firm - (5/15/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(7/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/22/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/24/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/24/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ASSET STRATEGY ADVISORS, LLC

ASSET STRATEGY ADVISORS, LLC | CHARLES RIVER RETIREMENT CONSULTANTS, INC. | ASSET STRATEGY RETIREMENT CONSULTANTS, LLC | ASSET STRATEGY CONSULTANTS-BOSTON

CRD#: 139879 / SEC#: 801-66549

RIA

Registered Investment Advisory firm - (5/15/2006 Approved)

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Contact information

Main Address

24 Superior Drive Suite 101, Natick, MA 01760-1535

Mailing Address

Phone number

(781) 235-4426

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-ASSET STRATEGY ADVISORS BROCHURE 030125 (3/2/2025)

Regulatory assets under management

Total Number of Accounts	544
AUM (Assets Under Management)	$ 917,771,097

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy J. Black

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Joseph Black's CRS (Customer Relationship Summary).

Certified licenses

Experience

HAYS FINANCIAL GROUP, LLC

SECURITIES AMERICA, INC.

THE PATRIOT FINANCIAL GROUP, LLC

LPL FINANCIAL LLC

KESTRA INVESTMENT SERVICES, LLC

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.

FIDELITY DISTRIBUTORS COMPANY LLC

Primary Firm SEC Registration

ASSET STRATEGY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/22/2016

Series 63

Date: 6/24/2000

SIE

Date: 10/1/2018

Series 6

Date: 6/24/2000

Current Firm

ASSET STRATEGY ADVISORS, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASSET STRATEGY ADVISORS, LLC

TRUST BUT VERIFY

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