Mark P. Funsch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Peter Funsch was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1987. Mark had worked at 4 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2016 - January 10, 2024
ASTOR RIDGE N.A. LLP
August 17, 2000 - October 1, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 6, 1990 - May 10, 2000
NATWEST MARKETS SECURITIES INC.
October 22, 1987 - March 10, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 24, 1987 - June 23, 1987
PERSHING LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ASTOR RIDGE N.A. LLP
CRD#: 282626 / SEC#: , 8-69728
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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