James R. Seaman
Professional summary
James Raymond Seaman, who also goes by Jim Seaman, is a registered financial advisor currently at ALPHASTAR CAPITAL MANAGEMENT located in Canton, Ohio.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. James has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Raymond Seaman's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 7, 2011 - Present
ALPHASTAR CAPITAL MANAGEMENT
Office #1: 4327 Executive Circle Nw, Canton, OH 44718July 19, 2007 - November 4, 2011
CETERA ADVISORS LLC
July 18, 2007 - November 4, 2011
CETERA ADVISORS LLC
January 14, 2003 - July 18, 2007
LEGACY ADVISORY SERVICES, INC.
February 9, 2000 - July 18, 2007
LEGACY FINANCIAL SERVICES, INC.
April 15, 1987 - December 31, 1988
EQUITY SERVICES, INC.
Primary Firm SEC Registration
ALPHASTAR CAPITAL MANAGEMENT
CRD#: 157423 / SEC#: 801-72361
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/7/2011)
(2/17/2016)
Exams
Current Firm
ALPHASTAR CAPITAL MANAGEMENT
CRD#: 157423 / SEC#: 801-72361
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,592 |
| AUM (Assets Under Management) | $ 1,841,154,148 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/12/2023 | ||
| 06/27/2023 | ||
| 01/24/2023 |
Red Flags
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