Thomas C. Pyle

IBN ADVISORY SERVICES

Fair Haven, VT 05743

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CRD#: 1524442

Professional summary

Thomas Colgate Pyle is a registered financial advisor currently at IBN ADVISORY SERVICES, INC. located in Fair Haven, Vermont and IBN FINANCIAL SERVICES, INC. located in Fair Haven, Vermont.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Thomas has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Medallion Jerseys LLC located at 160 Sheldon Rd, Fair Haven, VT 05743 is a dairy farm business selling milk and registered dairy cattle. Serves as a minority member of the LLC providing some management and chores. Started on October 15, 2020. 10 hours per month; 0 during securities related hours. This is not investment related. Owner/Agent of Pyle Agency, Inc., located at 651 Route 22A N, Fair Haven, VT 05743, sells life, disability, heath, long-term care, Medicare supplement, fixed annuity, Medicare advantage and prescription plans. As the owner/agent determine customer needs for, offer sales and service of insurance products. Started in October 1982. 120 hours per month; 80 hours during securities related hours. This is not investment related. Treasurer of the Vermont Jersey Breeders Association located at 160 Sheldon Rd, Fair Haven, VT 05743, is a dairy association. Duties include keeping the books, paying bills and reporting to the board of directors. Started on April 1, 2020. 2 hours per month; 0 hours during securities related hours. This is not investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Colgate Pyle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 1, 2024 - Present

IBN ADVISORY SERVICES, INC.

Office #1: 651 Route 22a North, Fair Haven, VT 05743

RIA

CRD#: 293288

Fair Haven, VT

Current

April 1, 2024 - Present

IBN FINANCIAL SERVICES, INC.

Office #1: 651 Rte 22a North, Fair Haven, VT 05743

RIA

CRD#: 42360

Fair Haven, VT

Current

April 1, 2024 - Present

IBN FINANCIAL SERVICES, INC.

Office #1: 651 Rte 22a North, Fair Haven, VT 05743

RIA

CRD#: 42360

Fair Haven, VT

Past

March 3, 2010 - April 1, 2024

TRUST ADVISORY GROUP LTD

RIA

CRD#: 106926

Fair Haven, VT

Past

January 2, 2008 - April 1, 2024

AGES FINANCIAL SERVICES, LTD.

CRD#: 15427

FAIR HAVEN, VT

Past

February 8, 2006 - December 21, 2007

SECURITIES MANAGEMENT & RESEARCH, INC.

CRD#: 759

RUTLAND, VT

Past

September 13, 2001 - December 31, 2005

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

HOLBROOK, NY

Past

January 19, 2001 - September 21, 2001

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

May 3, 1999 - January 23, 2001

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

March 6, 1989 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

March 3, 1987 - February 17, 1989

TRANSAMERICA SECURITIES SALES CORPORATION

CRD#: 17970

Past

March 3, 1987 - February 17, 1989

TRANSAMERICA FINANCIAL ADVISORS, INC.

CRD#: 3600

Past

August 25, 1986 - December 6, 1986

MONY SECURITIES CORPORATION

CRD#: 4386

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IBN ADVISORY SERVICES, INC.

IBN ADVISORY SERVICES, INC. | IBN FINANCIAL SERVICES, INC.

CRD#: 293288 / SEC#: 801-113320

RIA

Registered Investment Advisory firm - (5/31/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(4/1/2024)

IAR

Maryland
(4/1/2024)

IAR

Massachusetts
(5/9/2024)

New Hampshire
(4/1/2024)

IAR

New Hampshire
(4/1/2024)

New York
(4/1/2024)

IAR

New York
(4/1/2024)

Tennessee
(4/5/2024)

IAR

Vermont
(4/1/2024)

Vermont
(4/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/15/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/15/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/20/1988

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/21/1986

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

IBN ADVISORY SERVICES, INC.

IBN ADVISORY SERVICES, INC. | IBN FINANCIAL SERVICES, INC.

CRD#: 293288 / SEC#: 801-113320

RIA

Registered Investment Advisory firm - (5/31/2018 Approved)

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Contact information

Main Address

404 Old Liverpool Rd., Liverpool, NY 13088

Mailing Address

Po Box 2365, Liverpool, NY 13089

Phone number

(315) 652-4426

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IBN ADV FORM ADV 2A BROCHURE- 2025 (3/21/2025)

Regulatory assets under management

Total Number of Accounts	1,524
AUM (Assets Under Management)	$ 184,948,056

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Thomas C. Pyle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Colgate Pyle's CRS (Customer Relationship Summary).

Certified licenses

Experience

IBN FINANCIAL SERVICES, INC.

IBN FINANCIAL SERVICES, INC.

TRUST ADVISORY GROUP LTD

AGES FINANCIAL SERVICES, LTD.

SECURITIES MANAGEMENT & RESEARCH, INC.

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

NATHAN & LEWIS SECURITIES, INC.

PARK AVENUE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

TRANSAMERICA SECURITIES SALES CORPORATION

TRANSAMERICA FINANCIAL ADVISORS, INC.

MONY SECURITIES CORPORATION

Primary Firm SEC Registration

IBN ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/15/2008

Series 63

Date: 12/15/1989

SIE

Date: 10/1/2018

Series 7

Date: 8/20/1988

Series 6

Date: 8/21/1986

FINRA

Current Firm

IBN ADVISORY SERVICES, INC.

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IBN ADVISORY SERVICES, INC.

TRUST BUT VERIFY

Contact information

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