CG
Charles R. Glasser
CETERA INVESTMENT ADVISERS LLC
MT PLEASANT, SC 29464
Some features on this profile are disabled
CRD#: 1523940
CG
Professional summary
Charles Robert Glasser JR, who also goes by Rob Glasser Jr, Charles Robert Glasser Jr, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Mt Pleasant, South Carolina and CETERA ADVISORS LLC located in Mount Pleasant, South Carolina.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Charles has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rob Glasser Jr | Charles Robert Glasser Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) DBA: CRG WEALTH ADVISORS, INVESTMENT RELATED, SAME AS REGISTERED BRANCH ADDRESS, SALES OF SECURITIES AND INVESTMENT ADVISORY BUSINESS, START 6/5/2013, 40 HOURS A WEEK DURING TRADING HOURS. (2) FIXED INSURANCE AGENT (3) LOW COUNTRY CHARTERS, CHARTER CAPTIAN, FISHING GUIDE, START 2000, 10HR/WK, 501 HARBOUR MT PLEASANT SC 29464 (4) NAME OF OTHER BUSINESS: CAROLINA FILM ALLIANCE ; INVESTMENT RELATED: NO ; ADDRESS: 1002 ANNA KNAPP BLVD SUITE 103 MT. PLEASANT, SC 29464 ; NATURE OF BUSINESS: NON-PROFIT ; START DATE: 05/2020 ; POSITION/TITLE/RELATIONSHIP: MEMBER/ADVISORY BOARD ; APX NUMBER OF HOURS PER WEEK: 10 PER YEAR ; APX NUMBER OF HOURS DURING TRADING HOURS: 10 PER YEAR ; BRIEF DESCRIPTION OF DUTIES: PROVIDE ADVICE TO ENHANCE FILMING IN SOUTH CAROLINA TO STATE AND LOCAL ADMINISTRATIONS; (4) NAME OF OTHER BUSINESS: LOWCOUNTRY FINANCIAL GROUP , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2024, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Charles Robert Glasser JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2036 Ewall St, Mt Pleasant, SC 29464Office #2: 1040 Ewall St, Mount Pleasant, SC 29464RIA
CRD#: 105644
MT PLEASANT, SC
Current
July 18, 2007 - Present
CETERA ADVISORS LLC
Office #1: 2040 Ewall St, Suite G, Mount Pleasant, SC 29464BD
CRD#: 10299
Mount Pleasant, SC
Past
July 24, 2007 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
MT PLEASANT, SC
Past
February 17, 2005 - July 18, 2007
LEGACY ADVISORY SERVICES, INC.
RIA
CRD#: 111027
MT PLEASANT, SC
Past
July 23, 1998 - July 18, 2007
LEGACY FINANCIAL SERVICES, INC.
BD
CRD#: 38697
MT. PLEASANT, SC
Past
March 8, 1996 - July 24, 1998
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
June 15, 1992 - December 31, 1995
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
October 17, 1990 - July 16, 1992
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Past
September 19, 1986 - March 21, 1990
G. R. PHELPS & CO., INC.
BD
CRD#: 173
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(7/18/2007)
RR
Georgia(7/18/2007)
RR
North Carolina(10/6/2021)
RR
South Carolina(7/18/2007)
IAR
South Carolina(3/21/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
