Howard M. Borris
Professional summary
Howard Michael Borris is a registered financial advisor currently at BORRIS NII & COMPANY located in Beverly Hills, California and GREENBRIER DIVERSIFIED, INC. located in Beverly Hills,, California.
Howard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Howard has worked at 2 firms and has passed the Series 99TO, SIE, Series 7, Series 14, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Howard Michael Borris's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 12, 2017 - Present
BORRIS NII & COMPANY
Office #1: 8530 Wilshire Blvd. Suite 200, Beverly Hills, CA 90211-3113November 10, 1986 - Present
GREENBRIER DIVERSIFIED, INC.
Office #1: 8530 Wilshire Boulevard, Suite 200, Beverly Hills,, CA 90211-3113Office #2: 8530 Wilshire Boulevard Suite 200, Beverly Hills, CA 90211-3113State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/12/2017)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
BORRIS NII & COMPANY
CRD#: 104709 / SEC#: 801-15184
Contact information
Regulatory assets under management
| Total Number of Accounts | 114 |
| AUM (Assets Under Management) | $ 39,094,571 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/05/2025 | ||
| 02/21/2024 | ||
| 08/16/2023 | ||
| 06/18/2022 |
Red Flags
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