Stephen W. Guercio
Professional summary
Stephen William Guercio is a registered financial advisor currently at ALEXANDER CAPITAL WEALTH MANAGEMENT LLC located in Red Bank, New Jersey and ALEXANDER CAPITAL, L.P. located in Red Bank, New Jersey.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Stephen has worked at 21 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen William Guercio's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 20, 2023 - Present
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
Office #1: 10 Drs James Parker Blvd Suite 202, Red Bank, NJ 07701September 13, 2016 - Present
ALEXANDER CAPITAL, L.P.
Office #1: 10 Drs James Parker Blvd, Suite 202, Red Bank, NJ 07701January 31, 2018 - January 3, 2019
CLARK DODGE ASSET MANAGEMENT, LLC
August 25, 2017 - March 1, 2022
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
June 6, 2017 - December 31, 2017
CLARK DODGE ASSET MANAGEMENT, LLC
May 13, 2015 - October 26, 2016
ARIVE CAPITAL MARKETS
February 4, 2015 - April 27, 2015
CLARK DODGE & CO., INC.
March 9, 2006 - May 24, 2006
J.P. TURNER & COMPANY, L.L.C.
October 26, 2005 - March 8, 2006
J.P. TURNER & COMPANY, L.L.C.
February 18, 2004 - July 29, 2005
CLARK DODGE & CO., INC.
October 26, 1998 - November 21, 2002
J.P. TURNER & COMPANY, L.L.C.
July 6, 1998 - October 19, 1998
M.S. FARRELL & COMPANY, INC.
November 17, 1997 - May 6, 1998
FIRST METROPOLITAN SECURITIES, INC.
September 17, 1996 - November 4, 1997
MASON HILL & CO., INC.
September 15, 1994 - September 30, 1996
STATE CAPITAL MARKETS CORPORATION
December 20, 1993 - March 11, 1994
BLUESTONE CAPITAL CORP.
November 8, 1993 - November 29, 1993
LCP CAPITAL CORP.
June 21, 1993 - August 20, 1993
LCP CAPITAL CORP.
September 25, 1992 - June 3, 1993
A.S. GOLDMEN & CO., INC.
February 29, 1992 - September 14, 1992
D. H. BLAIR & CO., INC.
February 28, 1992 - September 14, 1992
D. H. BLAIR & CO., INC.
December 11, 1990 - February 20, 1992
LEHMAN BROTHERS INC.
February 23, 1989 - October 30, 1990
GRUNTAL & CO., L.L.C.
November 18, 1988 - February 11, 1989
ROBYNS CAPITAL CORP.
September 9, 1988 - October 5, 1988
GLOBAL CAPITAL SECURITIES, INC.
August 31, 1988 - October 4, 1988
HIBBARD BROWN & CO., INC.
January 28, 1988 - August 24, 1988
R.C. STAMM & CO., INC.
February 9, 1987 - January 12, 1988
PHILIPS, APPEL & WALDEN, INC.
Primary Firm SEC Registration
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
CRD#: 157714 / SEC#: 801-112997
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/10/2017)
(9/14/2016)
(2/7/2019)
(9/14/2016)
(10/11/2016)
(11/8/2016)
(9/26/2016)
(10/13/2016)
(9/14/2016)
(9/14/2016)
(3/6/2024)
(6/25/2024)
(10/12/2016)
(11/7/2016)
(9/16/2016)
(10/17/2016)
(10/26/2016)
(7/11/2024)
(9/14/2016)
(11/15/2016)
(3/20/2023)
(5/17/2017)
(10/11/2016)
(8/5/2022)
(9/14/2016)
(9/20/2016)
(9/15/2016)
(9/20/2016)
(5/23/2024)
Exams
FINRA
Current Firm
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
CRD#: 157714 / SEC#: 801-112997
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 999 |
| AUM (Assets Under Management) | $ 212,106,766 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
