Darius A. Hensley
Professional summary
Darius Alan Hensley is a registered financial professional currently at CETERA WEALTH SERVICES, LLC located in Piney Flats, Tennessee.
Darius is registered as a RR (Registered Representative) and started their career in finance in 1986. Darius has worked at 10 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Darius Alan Hensley's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
October 22, 2019 - October 24, 2019
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
October 22, 2019 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
October 4, 2017 - October 23, 2019
LINCOLN INVESTMENT
January 3, 2017 - October 23, 2019
LINCOLN INVESTMENT
May 5, 2004 - October 4, 2019
LEGEND ADVISORY, LLC
May 4, 2004 - January 3, 2017
LEGEND EQUITIES CORPORATION
March 3, 2004 - May 7, 2004
TRANSAMERICA FINANCIAL ADVISORS, LLC
March 23, 1998 - May 7, 2004
TRANSAMERICA FINANCIAL ADVISORS, LLC
March 9, 1989 - March 27, 1998
ARAGON FINANCIAL SERVICES, INC.
March 1, 1988 - April 25, 1989
SOURCE SECURITIES, INC.
May 15, 1987 - March 8, 1988
SECURITIES NETWORK, INC.
July 16, 1986 - May 15, 1987
UAN INVESTMENT CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/20/2025)
(2/20/2025)
(2/20/2025)
(2/20/2025)
Exams
FINRA
Current Firm
CETERA WEALTH SERVICES, LLC
CRD#: 13572 / SEC#: 801-47342, 8-29577
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CETERA FINANCIAL GROUP, INC. | SOLE MEMBER | |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BUDEVICH, SERGE | VICE PRESIDENT AND TAX OFFICER | 7996345 |
| BURKOTT, DANIEL PAUL | BROKER DEALER CO-CHIEF COMPLIANCE OFFICER | 4710068 |
| COAXUM, KOFI SULE | VICE PRESIDENT | 5150018 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| FRIES, MATTHEW NEIL KALANI | VICE PRESIDENT | 2723824 |
| GOK, LISA ANNE | SECRETARY | 5059738 |
| GOOLEY, THOMAS ANDREW | MANAGER | 4526760 |
| HALLORAN, THOMAS WILLIAM | VICE PRESIDENT | 1921834 |
| HOLWEGER, KIMBERLEY | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1572778 |
| LEE, WINNIE AI-LING | ASSISTANT SECRETARY | 7381661 |
| MACKAY, TODD CHRISTOPHER | CHIEF EXECUTIVE OFFICER | 2799860 |
| MCCALLOP, PATRICIA RUTHERFORD | BROKER DEALER CO-CHIEF COMPLIANCE OFFICER | 5059176 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER AND TREASURER | 5769181 |
| NEARY, JOSEPH DANIEL | MANAGER AND VICE PRESIDENT | 2993505 |
| RAMOS, RAMON | MONEY LAUNDERING REPORTING OFFICER | 2160203 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STINSON, TIMOTHY EARL MCCOY | PRESIDENT AND MANAGER | 2272183 |
| STONE, TIMOTHY PATRICK | VICE PRESIDENT | 3038963 |
| VAN HAVERMAAT, DAVID JAMES | ASSISTANT SECRETARY | 7042846 |
| WATTS, ANDREW DAVID | VICE PRESIDENT | 4780880 |
Regulatory assets under management
| Total Number of Accounts | 192,956 |
| AUM (Assets Under Management) | $ 46,651,447,975 |
Disclosures
| Regulatory Event | 19 |
| Civil Event | 2 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
