Margaret Q. Taggart

FIDELITY DISTRIBUTORS COMPANY LLC

Smithfield, RI 02917

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CRD#: 1522754

Professional summary

Margaret Quinn Taggart, who also goes by Margaret Mary Quinn, Meg Quinn, Margaret Mary Taggart, Margaret Quinn Taggert, is a registered financial professional currently at FIDELITY DISTRIBUTORS COMPANY LLC located in Smithfield, Rhode Island.

Margaret is registered as a RR (Registered Representative) and started their career in finance in 1986. Margaret has worked at 10 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Margaret Mary Quinn | Meg Quinn | Margaret Mary Taggart | Margaret Quinn Taggert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Margaret Quinn Taggart's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 19, 2013 - Present

FIDELITY DISTRIBUTORS COMPANY LLC

Office #1: 500 Salem Street, Smithfield, RI 02917

CRD#: 17507

Smithfield, RI

Past

March 21, 2006 - April 2, 2013

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

BOLTON, MA

Past

February 10, 2004 - February 16, 2006

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Past

January 3, 2001 - March 6, 2002

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Past

October 1, 1999 - November 29, 2000

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

May 17, 1999 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Past

January 23, 1998 - May 25, 1999

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

January 21, 1994 - March 9, 1998

GLEACHER & COMPANY SECURITIES, INC.

CRD#: 298

NEW YORK, NY

Past

July 31, 1993 - February 3, 1994

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

January 19, 1988 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

September 26, 1986 - November 11, 1989

FUNDS DISTRIBUTOR, LLC

CRD#: 7174

PORTLAND, ME

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/16/2024)

Alaska
(1/16/2024)

Arizona
(1/16/2024)

Arkansas
(1/16/2024)

California
(1/16/2024)

Colorado
(1/16/2024)

Connecticut
(1/16/2024)

Delaware
(1/16/2024)

District of Columbia
(1/16/2024)

Florida
(1/16/2024)

Georgia
(1/16/2024)

Hawaii
(1/16/2024)

Idaho
(1/16/2024)

Illinois
(1/16/2024)

Indiana
(1/16/2024)

Iowa
(1/16/2024)

Kansas
(1/16/2024)

Kentucky
(1/16/2024)

Louisiana
(1/16/2024)

Maine
(1/16/2024)

Maryland
(1/16/2024)

Massachusetts
(1/16/2024)

Michigan
(1/16/2024)

Minnesota
(1/16/2024)

Mississippi
(1/16/2024)

Missouri
(1/16/2024)

Montana
(1/16/2024)

Nebraska
(1/16/2024)

Nevada
(1/16/2024)

New Hampshire
(1/16/2024)

New Jersey
(1/16/2024)

New Mexico
(1/16/2024)

New York
(1/16/2024)

North Carolina
(1/16/2024)

North Dakota
(1/16/2024)

Ohio
(1/17/2024)

Oklahoma
(1/16/2024)

Oregon
(1/16/2024)

Pennsylvania
(1/16/2024)

Puerto Rico
(1/16/2024)

Rhode Island
(1/16/2024)

South Carolina
(1/16/2024)

South Dakota
(1/16/2024)

Tennessee
(1/16/2024)

Texas
(1/16/2024)

Utah
(1/16/2024)

Vermont
(1/16/2024)

Virginia
(1/16/2024)

Washington
(1/16/2024)

West Virginia
(1/16/2024)

Wisconsin
(1/16/2024)

Wyoming
(1/16/2024)

Exams

State Security Law Exam

Series 63

Date: 9/8/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 2/22/1988

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/16/1988

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/25/1986

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FIDELITY DISTRIBUTORS COMPANY LLC

FIDELITY DISTRIBUTORS COMPANY LLC | INSTITUTIONAL COMPANY, INC. | FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. | FIDELITY INSTITUTIONAL RETIREMENT SERVICES COMPANY

CRD#: 17507 / SEC#: , 8-35097

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

900 Salem Street, Smithfield, RI 02917

Mailing Address

Two Destiny Way Mail Zone Wg3d, Westlake, TX 76262

Phone number

(800) 237-8132

Established

Delaware since 01/01/2020

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FIDELITY GLOBAL BROKERAGE GROUP, INC.	STOCKHOLDER
ACKERMAN, CHARLES ALLAN	DIRECTOR	2168517
ADAMS, ROBERT	COO	1291582
GUSTAFSON, DALTON	PRESIDENT/DIRECTOR	2439305
HAGGERTY, MARK A	EXECUTIVE VICE PRESIDENT/DIRECTOR	4347837
KAVANAUGH, NATALIE ANN	CHIEF LEGAL OFFICER
MCGINTY, JOHN JR.	CHIEF COMPLIANCE OFFICER	5560420
RHODES, NOAH BUTLER	CHIEF FINANCIAL OFFICER	6546392

Disclosures

Regulatory Event	3
Arbitration	17

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Margaret Q. Taggart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Margaret Quinn Taggart's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION CAPITAL MARKETS CORP.

PRUDENTIAL EQUITY GROUP, LLC

GLEACHER & COMPANY SECURITIES, INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

FUNDS DISTRIBUTOR, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/8/1986

SIE

Date: 10/1/2018

Series 3

Date: 2/22/1988

Series 7

Date: 1/16/1988

Series 6

Date: 9/25/1986

FINRA

Current Firm

FIDELITY DISTRIBUTORS COMPANY LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FIDELITY DISTRIBUTORS COMPANY LLC

TRUST BUT VERIFY

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