Kenneth Allen Pikor, CFP | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kenneth Allen Pikor, CFP®, who also goes by Ken Pikor, was a registered financial professional .

Kenneth is a previously registered financial professional and started their career in finance in 1986. Kenneth had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

Ken Pikor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) KENNETH A PIKOR, 107 b Commerce Pk Dr, Westerville OH 43082, United States, 01/12/1985, Agent, Insurance/Benefits/Human Resources, NIR, 5 HR/MO - 0 HR/MO TRADING 2) KENNETH A PIKOR INC. WESTERVILLE, OH. STARTED 2/1995 AS PRESIDENT/OWNER. INCOME TAX PREPARATION AND TAXPAYER REPRESENTATION BEFORE THE INTERNAL REVENUE SERVICE. SPENDS 800+ YEARLY, 6 DURING TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 11/07/2014

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1990

Experience

Past

November 7, 2014 - September 22, 2023

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

WESTERVILLE, OH

Past

November 7, 2014 - September 22, 2023

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD

CRD#: 39543

WESTERVILLE, OH

Past

September 12, 2014 - November 11, 2014

STONEX SECURITIES INC.

BD

CRD#: 18456

WESTERVILLE, OH

Past

January 28, 2004 - November 11, 2014

WRP INVESTMENTS, INC.

RIA

CRD#: 7365

WESTERVILLE, OH

Past

June 3, 1994 - September 12, 2014

WRP INVESTMENTS, INC.

BD

CRD#: 7365

WESTERVILLE, OH

Past

August 30, 1990 - June 10, 1994

AMERICAN CAPITAL CORPORATION

BD

CRD#: 16124

VALLEY FORGE, PA

Past

November 10, 1986 - September 5, 1990

MARINER FINANCIAL SERVICES, INC.

BD

CRD#: 8292

LARGO, FL

Past

June 23, 1986 - December 1, 1986

NEW ENGLAND SECURITIES

BD

CRD#: 615

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CI

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

RR

Series 63

Date: 10/27/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 8/21/2006

General Securities Representative Examination

General Industry/Product Exam

RR

Series 6

Date: 6/20/1986

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CI

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

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Contact information

Main Address

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757

Mailing Address

Phone number

(641) 472-5100

Established

Firm type

Fiscal year end

# of Employees

3,361

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIRA ADV 2A (9/8/2025)

WEALTHPORT WRAP BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts	438,414
AUM (Assets Under Management)	$ 102,413,096,032

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/09/2024	Cover Page	Report
04/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kenneth A. Pikor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

STONEX SECURITIES INC.

WRP INVESTMENTS, INC.

WRP INVESTMENTS, INC.

AMERICAN CAPITAL CORPORATION

MARINER FINANCIAL SERVICES, INC.

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/27/1986

SIE

Date: 10/1/2018

Series 7

Date: 8/21/2006

Series 6

Date: 6/20/1986

Current Firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

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