Timothy J. Morand

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CRD#: 1522403

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Timothy James Morand, who also goes by Tim Morand, was a registered financial professional .

Timothy is a previously registered financial professional and started their career in finance in 1986. Timothy had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tim Morand

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME:BROKER W/ VARIOUS OUTSIDE CARRIERS INV REL:Y ADD:VARIES NATURE:SALES & SERVICE OF NEW AND/OR EXISTING FIXED LI,LTC,DI,HLTH & PROPERTY POSITION:AGENT START DATE:11/01 NO.HR/MO:80 NO.HR/MO DURING SEC TRADING:80 DUTIES:SALES & SERVICE NAME: THE RIGG GROUP INV REL ADDRESS: 777 MAIN ST FT WORTH TX NATURE: FT WORTH TX GRP 1 INS SALES POSITION: AGENT START: 12/01/01 NO.HRS/MO: 40 NO.HRS/MO DURING TRADING: 20 DUTIES: SALES & SERVICES OF TRAD IN PRODUCRS NO VARIABLE

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 3, 2009 - December 31, 2024

TRINITY PORTFOLIO ADVISORS, LLC

RIA

CRD#: 151721

FORT WORTH, TX

Past

April 26, 2005 - December 3, 2009

MML INVESTORS SERVICES, LLC

CRD#: 10409

FORT WORTH, TX

Past

April 25, 2005 - December 3, 2009

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

FORT WORTH, TX

Past

November 6, 2002 - April 22, 2005

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

FT. WORTH, TX

Past

December 7, 2001 - April 22, 2005

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

May 15, 1991 - January 9, 2002

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

September 17, 1986 - January 9, 2002

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRINITY PORTFOLIO ADVISORS, LLC

CRD#: 151721 / SEC#: 801-70663

RIA

Registered Investment Advisory firm - (10/21/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/14/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/28/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 9/16/1986

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TRINITY PORTFOLIO ADVISORS, LLC

CRD#: 151721 / SEC#: 801-70663

RIA

Registered Investment Advisory firm - (10/21/2009 Approved)

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Contact information

Main Address

121 Countryside Court Suite 140, Southlake, TX 76092

Mailing Address

Phone number

(817) 416-7227

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRINITY PORTFOLIO ADVISORS, LLC DISCLOSURE BROCHURE (3/10/2025)

Regulatory assets under management

Total Number of Accounts	1,268
AUM (Assets Under Management)	$ 488,219,840

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/22/2025	Cover Page	Report
09/13/2024	Cover Page	Report
10/27/2023	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Timothy J. Morand

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

TRINITY PORTFOLIO ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/14/2002

Series 63

Date: 7/28/1986

Series 6

Date: 9/16/1986

Current Firm

TRINITY PORTFOLIO ADVISORS, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRINITY PORTFOLIO ADVISORS, LLC

TRUST BUT VERIFY

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