Peter Lucina
Professional summary
Peter Lucina is a registered financial advisor currently at LASALLE ST SECURITIES, L.L.C. located in Elmhurst, Illinois.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1986. Peter has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Lucina's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 13, 1996 - Present
LASALLE ST SECURITIES, L.L.C.
Office #1: 940 N. Industrial Dr., Elmhurst, IL 60126-1131January 5, 2011 - December 31, 2011
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
May 5, 1999 - December 31, 2008
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
January 3, 1995 - June 26, 1996
DICKINSON & CO.
August 5, 1994 - December 12, 1994
LEXINGTON SECURITIES, INC.
June 23, 1992 - July 28, 1994
TAMARON INVESTMENTS, INC.
September 7, 1988 - July 9, 1992
J. W. GANT & ASSOCIATES, INC.
August 29, 1988 - October 29, 1988
GRAYSTONE NASH, INC.
May 24, 1988 - July 19, 1988
HIBBARD BROWN & CO., INC.
February 2, 1987 - May 28, 1988
SHERWOOD CAPITAL, INC.
September 29, 1986 - January 31, 1987
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/23/2018)
(7/15/1996)
(2/8/2024)
(7/12/1996)
(2/11/2005)
(8/26/2014)
(2/4/2005)
(5/2/2013)
(9/1/2021)
(7/31/1996)
(8/27/2021)
(1/7/2013)
(1/8/2013)
(2/24/1998)
(1/9/2013)
(2/7/2005)
(7/29/1996)
(7/17/1996)
(2/20/1998)
(2/24/2015)
(7/29/1996)
(1/4/2013)
(7/30/1997)
(1/4/2013)
(7/16/1996)
(8/3/2012)
(7/17/1996)
(1/4/2013)
(7/6/2020)
(7/15/1996)
(10/11/2017)
(10/29/1996)
(7/16/1996)
Exams
FINRA
Current Firm
LASALLE ST SECURITIES, L.L.C.
CRD#: 7191 / SEC#: , 8-18860
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 15 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
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