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Rollo Frederick Ingram

CRD# 1522150·Registered 1986 - 2012
Previously Registered: Being a previously registered professional could mean that Rollo is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Rollo Frederick Ingram, who also goes by Rollo Fredrick Ingram, was a registered financial advisor. Rollo was a previously registered financial professional and started their career in finance 1986 - 2012. Rollo had worked at 13 firms and has passed the Series 63, Series 7, Series 4, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Rollo Fredrick Ingram

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

CERTUSSECURITIES, INC.·CRD# 144051
BD
Charlotte, NC
February 7, 2012 - June 8, 2012
THOMAS GROUP CAPITAL·CRD# 112901
BD
Atlanta, GA
September 11, 2006 - November 10, 2009
BERGEN CAPITAL, INC.·CRD# 46348
BD
Hasbrouck Heights, NJ
November 12, 2003 - June 17, 2004
SOUTHERN FINANCIAL GROUP, INC.·CRD# 16714
BD
Columbia, SC
September 27, 1999 - November 21, 2001
U. S. A. INVESTMENTS INCORPORATED·CRD# 41280
BD
Morristown, NJ
October 9, 1997 - December 18, 1997
BARRIGER & BARRIGER INCORPORATED·CRD# 39324
BD
Monticello, NY
December 20, 1996 - November 12, 1997
JAMESON SECURITIES COMPANY·CRD# 25836
BD
Stone Mountain, GA
June 13, 1994 - February 22, 1995
RESURGENS CAPITAL & INVESTMENTS, INC.·CRD# 31013
BD
March 31, 1993 - February 15, 1994
JAMESON SECURITIES COMPANY·CRD# 25836
BD
Stone Mountain, GA
August 6, 1992 - November 5, 1992
DIVERSIFIED CORPORATE SECURITIES, INC.·CRD# 28390
BD
September 24, 1991 - November 12, 1991
ATLANTA SECURITIES & INVESTMENTS, INC.·CRD# 15762
BD
March 15, 1989 - October 24, 1990
HERMITAGE CAPITAL CORPORATION·CRD# 20509
BD
New York, NY
September 14, 1987 - February 27, 1989
BLACKSTOCK & LANDSTREET, INC.·CRD# 14227
BD
January 30, 1987 - September 16, 1987
FIRST FINANCIAL GOVERNMENT SECURITIES, INC.·CRD# 15716
BD
June 24, 1986 - February 18, 1987

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Current Firm

CI
CERTUSSECURITIES, INC.

CERTUSSECURITIES, INC. | SAGE SOUTHEASTERN SECURITIES, INC.

CRD#: 144051 / SEC#: 8-67627
BD
Terminated by SEC on 01/29/2016

Contact Information

Established

Georgia since 01/10/2007

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CERTUSHOLDINGS, INC.HOLDING COMPANY—
BEAR, JAMES ADAM IIICHIEF COMPLIANCE OFFICER, CEO, PRESIDENT1411610
DISILVESTRO, TERI JCFO, FINOP5024025
JERRUM, LEE ANTONYCOO1280710

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2003About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1986About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Jul 1988About the Series 4 exam

Series 27 — Financial and Operations Principal Examination

Passed Jul 1987About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Oct 1986About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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