Rollo F. Ingram
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rollo Frederick Ingram, who also goes by Rollo Fredrick Ingram, was a registered financial professional .
Rollo is a previously registered financial professional and started their career in finance in 1986. Rollo had worked at 13 firms and has passed the Series 63, Series 7, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2012 - June 8, 2012
CERTUSSECURITIES, INC.
September 11, 2006 - November 10, 2009
THOMAS GROUP CAPITAL
November 12, 2003 - June 17, 2004
BERGEN CAPITAL, INC.
September 27, 1999 - November 21, 2001
SOUTHERN FINANCIAL GROUP, INC.
October 9, 1997 - December 18, 1997
U. S. A. INVESTMENTS INCORPORATED
December 20, 1996 - November 12, 1997
BARRIGER & BARRIGER INCORPORATED
June 13, 1994 - February 22, 1995
JAMESON SECURITIES COMPANY
March 31, 1993 - February 15, 1994
RESURGENS CAPITAL & INVESTMENTS, INC.
August 6, 1992 - November 5, 1992
JAMESON SECURITIES COMPANY
September 24, 1991 - November 12, 1991
DIVERSIFIED CORPORATE SECURITIES, INC.
March 15, 1989 - October 24, 1990
ATLANTA SECURITIES & INVESTMENTS, INC.
September 14, 1987 - February 27, 1989
HERMITAGE CAPITAL CORPORATION
January 30, 1987 - September 16, 1987
BLACKSTOCK & LANDSTREET, INC.
June 24, 1986 - February 18, 1987
FIRST FINANCIAL GOVERNMENT SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CERTUSSECURITIES, INC.
CRD#: 144051 / SEC#: , 8-67627
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
