Mary R Doll, CFP | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mary R Doll, CFP®, who also goes by Mary Rose Walliser, Mary Rose Walliserdoll, was a registered financial professional .

Mary is a previously registered financial professional and started their career in finance in 1986. Mary had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 27 and Series 24 exams.

Question & Answer

What are your service offerings?

Estate Planning

Retirement Planning

Insurance Planning

Investment Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

No

Aliases

Mary Rose Walliser | Mary Rose Walliserdoll

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MARY R. DOLL, 919 LOMA VISTA PLACE, SANTA PAULA, CA, 01/1998, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 5 HR/YR, 1 HR/YR TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 09/1999, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 20 HR/MO TRADING. 3) CHANNELAIRE CHORUS, PO BOX 1018, CAMARILLO, CA, 05/2021, TREASURER, NON-PROFIT, NIR, 10 HR/MO, 0 HR/MO TRADING.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1990

Experience

Past

September 2, 2009 - December 31, 2023

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

SANTA PAULA, CA

Past

September 1, 2009 - December 31, 2023

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD

CRD#: 39543

SANTA PAULA, CA

Past

January 3, 2007 - September 1, 2009

WATERSTONE FINANCIAL GROUP, INC.

RIA

CRD#: 10078

SANTA PAULA, CA

Past

October 28, 2002 - September 1, 2009

WATERSTONE FINANCIAL GROUP, INC.

BD

CRD#: 10078

SANTA PAULA, CA

Past

January 8, 1998 - October 28, 2002

DREHER & ASSOCIATES, INC.

BD

CRD#: 8665

OAKBROOK TERRACE, IL

Past

January 6, 1998 - December 31, 2006

ETI FINANCIAL GROUP

RIA

CRD#: 108007

SANTA PAULA, CA

Past

April 26, 1991 - October 31, 1997

ALLIANCE ADVISORY & SECURITIES, INC.

BD

CRD#: 18835

WESTLAKE VILLAGE, CA

Past

November 1, 1989 - May 20, 1991

DREHER & ASSOCIATES, INC.

BD

CRD#: 8665

OAKBROOK TERRACE, IL

Past

July 23, 1986 - October 30, 1989

AMERIPRISE FINANCIAL SERVICES, LLC

BD

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CI

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

RR

Series 63

Date: 9/4/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 7/19/1986

General Securities Representative Examination

Principal/Supervisory Exam

RR

Series 27

Date: 9/12/1994

Financial and Operations Principal Examination

Principal/Supervisory Exam

RR

Series 24

Date: 1/25/1991

General Securities Principal Examination

Current Firm

CI

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

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Contact information

Main Address

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757

Mailing Address

Phone number

(641) 472-5100

Established

Firm type

Fiscal year end

# of Employees

3,361

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIRA ADV 2A (9/8/2025)

WEALTHPORT WRAP BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts	438,414
AUM (Assets Under Management)	$ 102,413,096,032

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/09/2024	Cover Page	Report
04/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Advisor Monitoring

Firm Stability Insights

Mary R. Doll

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

WATERSTONE FINANCIAL GROUP, INC.

WATERSTONE FINANCIAL GROUP, INC.

DREHER & ASSOCIATES, INC.

ETI FINANCIAL GROUP

ALLIANCE ADVISORY & SECURITIES, INC.

DREHER & ASSOCIATES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/4/2001

SIE

Date: 10/1/2018

Series 7

Date: 7/19/1986

Series 27

Date: 9/12/1994

Series 24

Date: 1/25/1991

Current Firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

TRUST BUT VERIFY

Contact information

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