Robert D. Hoagland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Donald Hoagland, who also goes by Bob Hoagland, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1986. Robert had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2014 - December 23, 2021
INVESTORS FINANCIAL GROUP
September 8, 2009 - April 15, 2021
LPL FINANCIAL LLC
March 31, 1999 - September 8, 2009
MUTUAL SERVICE CORPORATION
January 17, 1992 - March 31, 1999
TITAN/VALUE EQUITIES GROUP, INC.
September 29, 1986 - January 21, 1992
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTORS FINANCIAL GROUP
CRD#: 154168 / SEC#: 801-71540
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 3,794 |
| AUM (Assets Under Management) | $ 1,269,417,612 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
