Eric D. Leenson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Douglas Leenson was a registered financial advisor .
Eric is a previously registered financial advisor and started their career in finance in 1986. Eric had worked at 4 firms and has passed the Series 63, Series 31, Series 7, Series 51, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2006 - March 30, 2010
EQIS SECURITIES, LLC
April 27, 2000 - December 31, 2010
FINANCIAL WEST GROUP
June 3, 1999 - December 31, 2010
FINANCIAL WEST GROUP
April 28, 1992 - December 2, 1992
SPECTRUM SECURITIES, INC.
November 9, 1987 - March 30, 2010
EQIS SECURITIES, LLC
July 23, 1986 - November 6, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
EQIS SECURITIES, LLC
CRD#: 20633 / SEC#: , 8-38369
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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