AM
Albert J. Minutola
CETERA INVESTMENT ADVISERS LLC
WILMINGTON, DE
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CRD#: 1521357
AM
Professional summary
Albert James Minutola is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Wilmington, Delaware and CETERA WEALTH SERVICES, LLC located in Wilmington, Delaware.
Albert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Albert has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: FIXED INSURANCE
START DATE: 03/2016
APX NUMBER OF HOURS PER WEEK: VARIES
APX NUMBER OF HOURS DURING TRADING HOURS: VARIES
POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT
BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY AND LONG TERM CARE
2. NAME OF OTHER BUSINESS: ALBERT J MINUTOLA FINANCIAL SERVICES
INVESTMENT RELATED: NO
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: PREPARATION OF FEDERAL AND STATE INCOME TAXES
START DATE: 1989
APX NUMBER OF HOURS PER WEEK: 20 DURING TAX SEASON
APX NUMBER OF HOURS DURING TRADING HOURS: 20 DURING TAX SEASON
BRIEF DESCRIPTION OF DUTIES: OWNER, TAX PREPARATION
3. NAME OF OTHER BUSINESS: RAMSEY RIDGE SERVICE CORPORATION
INVESTMENT RELATED: NO
ADDRESS: 6 WINEBERRY DRIVE HOCKESSIN DE
NATURE OF BUSINESS: HOME OWNER ASSOCIATION
START DATE:
APX NUMBER OF HOURS PER WEEK: 1
APX NUMBER OF HOURS DURING TRADING HOURS: 1
BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER
4. NAME OF OTHER BUSINESS: ALBERT J MINUTOLA, FINANCIAL SERVICES
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: FINANCIAL SERVICES
START DATE:
APX NUMBER OF HOURS PER WEEK: 30
APX NUMBER OF HOURS DURING TRADING HOURS: 30
BRIEF DESCRIPTION OF DUTIES: OWNER - FINANCIAL AND INSURANCE SERVICES
CRS (Client Relationship Summary) - RIA
Click below to view Albert James Minutola's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
WILMINGTON, DE
Current
December 20, 2016 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1403 Foulk Rd Ste 104, Wilmington, DE 19803BD
CRD#: 13572
Wilmington, DE
Past
January 20, 2017 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
December 1, 2006 - October 27, 2016
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
WILMINGTON, DE
Past
May 19, 2006 - November 2, 2016
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
WILMINGTON, DE
Past
August 12, 2004 - June 14, 2006
USALLIANZ SECURITIES, INC.
RIA
CRD#: 40875
WILMINGTON, DE
Past
August 5, 2004 - December 1, 2006
USALLIANZ SECURITIES, INC.
BD
CRD#: 40875
WILMINGTON, DE
Past
May 1, 2002 - June 23, 2004
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
WILMINGTON, DE
Past
November 27, 1991 - June 23, 2004
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Past
November 10, 1986 - December 6, 1991
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/22/2023)
RR
California(12/20/2016)
RR
Delaware(1/20/2017)
IAR
Delaware(6/29/2023)
RR
Florida(8/2/2018)
RR
Illinois(2/7/2017)
RR
Maryland(3/16/2017)
RR
Nevada(2/8/2017)
RR
New Mexico(1/3/2019)
RR
New York(1/30/2017)
RR
Pennsylvania(12/22/2016)
RR
Texas(11/14/2023)
IAR
Texas(11/14/2023)
RR
Virginia(2/9/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
