Margaret M. Savage
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Mary Savage, who also goes by Maggie Savage, Margaret Savage, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 1986. Margaret had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2011 - September 1, 2017
PURSHE KAPLAN STERLING INVESTMENTS
July 20, 2000 - March 1, 2011
CETERA INVESTMENT ADVISERS LLC
May 30, 2000 - March 1, 2011
CETERA FINANCIAL SPECIALISTS LLC
July 16, 1986 - May 3, 2000
CETERA FINANCIAL SPECIALISTS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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