MH
Martin P. Hardy
GUARDIAN WEALTH ADVISORS
Durham, NC 27707
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CRD#: 1520150
MH
Professional summary
Martin Parsons Hardy is a registered financial advisor currently at GUARDIAN WEALTH ADVISORS, LLC located in Durham, North Carolina and PRIVATE CLIENT SERVICES, LLC located in Durham, North Carolina.
Martin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Martin has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Guardian Wealth Advisors. 3616 Shannon Rd, Ste 101, Durham, NC 27707. RIA. 60 hrs/mo; 50 during trading hrs. 2) Martin Hardy. Disability income insurance services/LTC sales/ fixed life sales. 20 hrs/mo; 20 during trading hrs. 3) Penn Mutual Life Insurance. 1600 Malone Street, Millville, NJ 08332. Mutual Insurance. Agent/Life Insurance Sales. 30 hrs/mo; 30 during trading hrs.
CRS (Client Relationship Summary) - RIA
Click below to view Martin Parsons Hardy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 22, 2021 - Present
GUARDIAN WEALTH ADVISORS, LLC
Office #1: 3616 Shannon Road Suite 101, Durham, NC 27707RIA
CRD#: 305412
Durham, NC
Current
October 15, 2021 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 3616 Shannon Rd Ste 101, Durham, NC 27707RIA
BD
CRD#: 120222
Durham, NC
Past
April 2, 2007 - October 15, 2021
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
MORRISVILLE, NC
Past
April 2, 2007 - October 15, 2021
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
MORRISVILLE, NC
Past
April 13, 1993 - April 17, 2007
1717 CAPITAL MANAGEMENT COMPANY
RIA
CRD#: 4082
DURHAM, NC
Past
December 2, 1986 - April 17, 2007
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
DURHAM, NC
Past
October 31, 1986 - December 9, 1986
LOWRY FINANCIAL SERVICES CORPORATION
BD
CRD#: 7291
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GUARDIAN WEALTH ADVISORS, LLC
BLUE LINE INVESTING | VALLEY PEAK FINANCIAL | SILO WEALTH | LSG INVESTMENT GROUP | INGRAM FINANCIAL | ID WEALTH | GWP HOLDINGS, LLC | GUARDIAN WEALTH PARTNERS | GUARDIAN WEALTH ADVISORS, LLC | GATHER WEALTH | FINANCE ROADMAP PLANNING | DUNHAM & DEITEL WEALTH MANAGEMENT | CORNERSTONE WEALTH CONSULTING SERVICES LLC | CENTERPOINT FINANCIAL GROUP, INC.
CRD#: 305412 / SEC#: 801-118121
RIA
Registered Investment Advisory firm - (2/24/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/15/2021)
RR
California(10/15/2021)
RR
Colorado(10/15/2021)
RR
Florida(10/15/2021)
RR
Georgia(10/15/2021)
RR
Illinois(10/15/2021)
RR
Kansas(10/15/2021)
RR
Kentucky(10/15/2021)
RR
Mississippi(10/15/2021)
RR
New Hampshire(10/15/2021)
RR
New Jersey(10/15/2021)
RR
New York(12/19/2023)
RR
North Carolina(10/15/2021)
IAR
North Carolina(10/22/2021)
RR
Ohio(10/15/2021)
RR
Oklahoma(10/15/2021)
RR
Oregon(10/15/2021)
RR
Pennsylvania(10/15/2021)
RR
South Carolina(10/15/2021)
RR
Tennessee(10/15/2021)
RR
Texas(10/15/2021)
RR
Virginia(10/15/2021)
RR
Washington(10/15/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GUARDIAN WEALTH ADVISORS, LLC
BLUE LINE INVESTING | VALLEY PEAK FINANCIAL | SILO WEALTH | LSG INVESTMENT GROUP | INGRAM FINANCIAL | ID WEALTH | GWP HOLDINGS, LLC | GUARDIAN WEALTH PARTNERS | GUARDIAN WEALTH ADVISORS, LLC | GATHER WEALTH | FINANCE ROADMAP PLANNING | DUNHAM & DEITEL WEALTH MANAGEMENT | CORNERSTONE WEALTH CONSULTING SERVICES LLC | CENTERPOINT FINANCIAL GROUP, INC.
CRD#: 305412 / SEC#: 801-118121
RIA
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Contact information
Main Address
4270 The Circle At North Hills Street Suite 200, Raleigh, NC 27609
Mailing Address
Phone number
(919) 874-1900
Established
Firm type
Fiscal year end
# of Employees
43
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,683 |
| AUM (Assets Under Management) | $ 2,051,517,525 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GUARDIAN WEALTH ADVISORS, LLC
CRD#: 305412Durham, NC 27707TRUST BUT VERIFY
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