BF
Bruno J. Fellin
TD PRIVATE CLIENT WEALTH LLC
Melville, NY 11747
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CRD#: 1518659
BF
Professional summary
Bruno Joseph Fellin, CPWA®, who also goes by Bruno Joseph Fellin, Bruno Fellin, is a registered financial advisor currently at TD PRIVATE CLIENT WEALTH LLC located in Melville, New York.
Bruno is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Bruno has worked at 8 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bruno Joseph Fellin | Bruno Fellin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Bruno Joseph Fellin's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Bruno Joseph Fellin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CPWA®
Start date: 2013-04-24
Expire date: 2023-03-31
Experience
Current
December 22, 2021 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 324 So. Service Road, Melville, NY 11747RIA
BD
CRD#: 164484
Melville, NY
Current
December 22, 2021 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 324 So. Service Road, Melville, NY 11747RIA
BD
CRD#: 164484
Melville, NY
Past
January 8, 2020 - October 28, 2021
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
RIA
CRD#: 116407
New York, NY
Past
May 25, 2010 - December 31, 2011
P.J. ROBB VARIABLE, LLC
BD
CRD#: 38339
MEMPHIS, TN
Past
August 5, 2008 - February 4, 2009
FIRST REPUBLIC SECURITIES COMPANY, LLC
BD
CRD#: 105108
NEW YORK, NY
Past
September 30, 2003 - October 31, 2006
UST SECURITIES CORP.
BD
CRD#: 13906
NEW YORK, NY
Past
October 23, 2000 - August 21, 2002
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Past
April 16, 1998 - September 18, 2000
FIRST EMPIRE SECURITIES, INC.
BD
CRD#: 15129
HAUPPAUGE, NY
Past
July 10, 1986 - August 3, 1988
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
TD PRIVATE CLIENT WEALTH LLC
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
RIA
Registered Investment Advisory firm - SEC (4/11/2013 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/25/2022)
IAR
Arizona(3/9/2022)
RR
California(2/25/2022)
IAR
California(2/25/2022)
RR
Colorado(3/15/2022)
IAR
Colorado(3/15/2022)
RR
Connecticut(1/24/2022)
IAR
Connecticut(1/24/2022)
RR
Delaware(3/15/2022)
IAR
Delaware(3/15/2022)
RR
Florida(1/24/2022)
IAR
Florida(1/25/2022)
RR
Georgia(4/10/2023)
IAR
Georgia(4/12/2023)
RR
Hawaii(1/2/2024)
IAR
Hawaii(1/2/2024)
RR
Idaho(9/8/2025)
IAR
Idaho(9/8/2025)
RR
Illinois(2/25/2022)
IAR
Illinois(2/25/2022)
RR
Kentucky(2/25/2022)
IAR
Kentucky(2/25/2022)
RR
Maine(2/25/2022)
IAR
Maine(2/25/2022)
RR
Maryland(3/1/2022)
IAR
Maryland(3/1/2022)
RR
Massachusetts(1/3/2023)
IAR
Massachusetts(1/3/2023)
RR
Michigan(2/25/2022)
IAR
Michigan(2/25/2022)
RR
Minnesota(3/15/2022)
IAR
Minnesota(3/15/2022)
RR
Mississippi(1/4/2023)
IAR
Mississippi(1/4/2023)
RR
Missouri(3/29/2022)
IAR
Missouri(3/29/2022)
RR
Nevada(7/12/2023)
IAR
Nevada(7/18/2023)
RR
New Hampshire(2/25/2022)
IAR
New Hampshire(2/25/2022)
RR
New Jersey(1/24/2022)
IAR
New Jersey(1/24/2022)
IAR
New York(12/22/2021)
RR
New York(9/10/2024)
RR
North Carolina(2/25/2022)
IAR
North Carolina(2/25/2022)
RR
Ohio(3/15/2022)
IAR
Ohio(3/15/2022)
RR
Oklahoma(2/25/2022)
IAR
Oklahoma(2/25/2022)
RR
Oregon(3/15/2022)
IAR
Oregon(3/15/2022)
RR
Pennsylvania(2/15/2022)
IAR
Pennsylvania(2/15/2022)
RR
South Carolina(3/15/2022)
IAR
South Carolina(3/15/2022)
RR
Texas(2/25/2022)
IAR
Texas(2/25/2022)
RR
Vermont(3/4/2022)
IAR
Vermont(3/4/2022)
RR
Virginia(2/25/2022)
IAR
Virginia(2/25/2022)
RR
Washington(11/29/2022)
IAR
Washington(11/29/2022)
RR
Wisconsin(7/6/2022)
IAR
Wisconsin(7/6/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/22/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TP
TD PRIVATE CLIENT WEALTH LLC
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
RIA
Registered Investment Advisory firm - SEC (4/11/2013 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1 Vanderbilt Avenue 23rd Floor 23rd Floor, New York, NY, 10017
Mailing Address
1 Vanderbilt Avenue 23rd Floor, New York, NY, 10017
Phone number
(877) 703-9896
Established
Delaware since 07/13/2012
Firm type
Limited Liability Company
Fiscal year end
October
Firm Size
Large
# of Employees
662
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 17,824 |
| AUM (Assets Under Management) | $ 6,450,375,507 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/30/2025 | ||
| 09/27/2024 | ||
| 06/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
