Jesse A. Reinfelder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jesse Alfred Reinfelder was a registered financial professional .
Jesse is a previously registered financial professional and started their career in finance in 2001. Jesse had worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 87, Series 55, Series 7, Series 25, Series 4, Series 24 and Series 14 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2011 - September 30, 2016
ROSENBLATT SECURITIES INC.
September 4, 2001 - October 28, 2006
WALTER J. DOWD, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/7/2012
Limited Representative-Equity Trader ExamSeries 25
Date: 12/3/2001
NYSE Trading Assistant ExaminationCurrent Firm
ROSENBLATT SECURITIES INC.
CRD#: 18377 / SEC#: , 8-24255
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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