RK
Robert C. Kane
CETERA INVESTMENT ADVISERS LLC
FLORHAM PARK, NJ 07932
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CRD#: 1517293
RK
Professional summary
Robert Christopher Kane, who also goes by Robert C Kane, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Florham Park, New Jersey and CETERA WEALTH SERVICES, LLC located in Florham Park, New Jersey.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Robert has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert C Kane
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES,
INVESTMENT RELATED: YES,
ADDRESS: SAME AS REGISTERED LOCATION,
NATURE OF BUSINESS: FIXED INSURANCE,
START DATE: NOVEMBER 1, 2012,
APX NUMBER OF HOURS PER WEEK: VARIES,
APX NUMBER OF HOURS DURING TRADING HOURS: VARIES,
POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT,
BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG TERM CARE;
2. NAME OF OTHER BUSINESS: FEDERAL RETIREMENT AND ESTATE SERVICES, INC,
INVESTMENT RELATED: NO,
ADDRESS: 28 LONGVIEW DR WHIPPANY NJ 07981,
NATURE OF BUSINESS: FIXED INSURANCE,
START DATE: NOVEMBER 2000,
APX NUMBER OF HOURS PER WEEK: VARIES,
APX NUMBER OF HOURS DURING TRADING HOURS: VARIES,
BRIEF DESCRIPTION OF DUTIES: SELL FIXED INSURANCE PRODUCTS;
3. NAME OF OTHER BUSINESS: FINANCIAL NETWORK,
INVESTMENT RELATED: YES,
ADDRESS: SAME AS REGISTERED LOCATION,
NATURE OF BUSINESS: FINANCIAL SERVICES,
POSITION/TITLE/RELATIONSHIP: AFFILIATED PERSON,
START DATE: 01/02/2013,
APX NUMBER OF HOURS PER WEEK: 40,
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5,
BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Robert Christopher Kane's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 25a Vreeland Rd Ste 303, Florham Park, NJ 07932RIA
CRD#: 105644
FLORHAM PARK, NJ
Current
November 9, 2012 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 25a Vreeland Rd Ste 303, Florham Park, NJ 07932BD
CRD#: 13572
Florham Park, NJ
Past
July 11, 2017 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
November 8, 2006 - August 3, 2012
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
TEANECK, NJ
Past
October 15, 2004 - November 1, 2006
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
MORRISTOWN, NJ
Past
June 18, 2001 - October 15, 2002
USALLIANZ SECURITIES, INC.
BD
CRD#: 40875
MINNEAPOLIS, MN
Past
August 4, 1998 - December 9, 1999
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Past
June 21, 1993 - August 14, 1996
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
ST. LOUIS, MO
Past
September 15, 1989 - June 22, 1993
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
September 20, 1986 - September 16, 1989
THOMSON MCKINNON SECURITIES INC.
BD
CRD#: 829
NEW YORK, NY
Past
July 23, 1986 - September 10, 1986
OSAIC FS, INC.
BD
CRD#: 3870
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/3/2014)
RR
Florida(4/2/2014)
RR
Massachusetts(6/26/2017)
RR
New Jersey(11/15/2012)
IAR
New Jersey(6/29/2023)
RR
New York(8/30/2024)
RR
North Carolina(4/18/2023)
RR
Pennsylvania(9/9/2024)
RR
Tennessee(4/5/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
