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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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JA

Jorge Aroche

GLOBALINVEST FINANCIAL SERVICES
Coral Gables, FL 33134
Some features on this profile are disabled
CRD#: 1516982
JA

Professional summary

Jorge Aroche is a registered financial advisor currently at GLOBALINVEST FINANCIAL SERVICES, INC. located in Coral Gables, Florida.

Jorge is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Jorge has worked at 5 firms and has passed the Series 66, Series 63, Series 7, Series 3, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jorge Aroche's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 3, 2011 - Present

GLOBALINVEST FINANCIAL SERVICES, INC.

Office #1: 2525 Ponce De Leon Blvd. Suite 300, Coral Gables, FL 33134
RIA
CRD#: 154466
Coral Gables, FL
Past

February 2, 2009 - August 18, 2009

NORTHEAST SECURITIES, LLC

BD
CRD#: 25996
MIAMI, FL
Past

February 15, 2002 - February 3, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
MIAMI, FL
Past

February 12, 2002 - February 3, 2009

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
MIAMI, FL
Past

December 21, 1999 - January 28, 2002

STANFORD GROUP COMPANY

BD
CRD#: 39285
HOUSTON, TX
Past

November 2, 1990 - December 21, 1999

BRADESCO INVESTMENTS INC.

BD
CRD#: 19453
CORAL GABLES, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(2/3/2011)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/29/2010
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/1/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/31/1990
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 5/28/1986
National Commodity Futures Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/31/1996
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 12/24/1992
Registered Options Principal Examination

Current Firm

GF
GLOBALINVEST FINANCIAL SERVICES, INC.
AROCHE CAPITAL MANAGEMENT & CONSULTING, INC. | GLOBALINVEST FINANCIAL SERVICES, INC.

CRD#: 154466 / SEC#:

Florida
Registered Investment Advisory firm - (2/3/2011 Approved)
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Contact information

Main Address
2525 Ponce De Leon Blvd. Suite 300, Coral Gables, FL 33134
Mailing Address
Phone number
(786) 536-4075
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts49
AUM (Assets Under Management)$ 21,877,421

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GLOBALINVEST FINANCIAL SERVICES, INC.

CRD#: 154466Coral Gables, FL 33134

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