Jorge Aroche

GLOBALINVEST FINANCIAL SERVICES

Coral Gables, FL 33134

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CRD#: 1516982

Professional summary

Jorge Aroche is a registered financial advisor currently at GLOBALINVEST FINANCIAL SERVICES, INC. located in Coral Gables, Florida.

Jorge is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Jorge has worked at 5 firms and has passed the Series 66, Series 63, Series 7, Series 3, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RESIDENTIAL RENTAL PROPERTY, NOT INVESTMENT RELATED, 2484 SW 18TH STREET MIAMI FL, RENTAL PROPERTY, OWNER, BEGAN 1/17/2002, 2 HOURS/MONTH, NOT DURING BUSINESS HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jorge Aroche's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 3, 2011 - Present

GLOBALINVEST FINANCIAL SERVICES, INC.

Office #1: 2525 Ponce De Leon Blvd. Suite 300, Coral Gables, FL 33134

RIA

CRD#: 154466

Coral Gables, FL

Past

February 2, 2009 - August 18, 2009

NORTHEAST SECURITIES, LLC

CRD#: 25996

MIAMI, FL

Past

February 15, 2002 - February 3, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MIAMI, FL

Past

February 12, 2002 - February 3, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MIAMI, FL

Past

December 21, 1999 - January 28, 2002

STANFORD GROUP COMPANY

CRD#: 39285

HOUSTON, TX

Past

November 2, 1990 - December 21, 1999

BRADESCO INVESTMENTS INC.

CRD#: 19453

CORAL GABLES, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/3/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/29/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/1/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/31/1990

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 5/28/1986

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 10/31/1996

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 12/24/1992

Registered Options Principal Examination

Current Firm

GLOBALINVEST FINANCIAL SERVICES, INC.

AROCHE CAPITAL MANAGEMENT & CONSULTING, INC. | GLOBALINVEST FINANCIAL SERVICES, INC.

CRD#: 154466 / SEC#:

Florida

Registered Investment Advisory firm - (2/3/2011 Approved)

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Contact information

Main Address

2525 Ponce De Leon Blvd. Suite 300, Coral Gables, FL 33134

Mailing Address

Phone number

(786) 536-4075

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	45
AUM (Assets Under Management)	$ 18,389,772

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jorge Aroche

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jorge Aroche's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHEAST SECURITIES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

STANFORD GROUP COMPANY

BRADESCO INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/29/2010

Series 63

Date: 7/1/1991

Series 7

Date: 10/31/1990

Series 3

Date: 5/28/1986

Series 24

Date: 10/31/1996

Series 4

Date: 12/24/1992

Current Firm

GLOBALINVEST FINANCIAL SERVICES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GLOBALINVEST FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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