Ilene L. Slatko
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ilene Lockman Slatko, who also goes by Ilene Michele Lockman, Ilene Michele Lockmanslatko, was a registered financial professional .
Ilene is a previously registered financial professional and started their career in finance in 1986. Ilene had worked at 6 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2017 - September 17, 2018
FARR MILLER & WASHINGTON LLC
September 29, 2008 - September 15, 2010
WELLS FARGO CLEARING SERVICES, LLC
September 12, 2008 - September 15, 2010
WELLS FARGO CLEARING SERVICES, LLC
April 27, 2004 - April 11, 2006
INVEST FINANCIAL CORPORATION
January 10, 2002 - April 13, 2004
FERRIS, BAKER WATTS, LLC
January 13, 1994 - December 31, 2001
MID ATLANTIC INVESTOR SERVICES, INC.
October 31, 1988 - January 13, 1994
FERRIS, BAKER WATTS, LLC
July 23, 1986 - November 21, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 12/28/1988
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FARR MILLER & WASHINGTON LLC
CRD#: 107553 / SEC#: 801-52081
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,248 |
| AUM (Assets Under Management) | $ 1,872,202,700 |
Red Flags
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