Keith T. Lohm

ALLSTATE FINANCIAL ADVISORS

Coraopolis, PA 15108-4501

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CRD#: 1516728

Professional summary

Keith T Lohm Sr, who also goes by Keith T. Lohm, Keith Thomas Lohm Sr, Keith Thomas Lohm, Keith T Lohm, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Coraopolis, Pennsylvania and ALLSTATE FINANCIAL SERVICES, LLC located in Coraopolis, Pennsylvania.

Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Keith has worked at 17 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Keith T. Lohm | Keith Thomas Lohm Sr | Keith Thomas Lohm | Keith T Lohm

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GBU POSITION: Agent NATURE: renewal commission on past life sales INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: 137 Hunting creek Rd, Canonsburg PA 15317, United States DESCRIPTION: none

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith T Lohm Sr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 28, 2021 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 1346 Silver Ln, Coraopolis, PA 15108-4501

RIA

CRD#: 109524

Coraopolis, PA

Current

April 12, 2021 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 1346 Silver Ln, Coraopolis, PA 15108-4501

CRD#: 18272

Coraopolis, PA

Past

April 23, 2019 - November 6, 2019

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

PITTSBURGH, PA

Past

April 3, 2018 - November 6, 2019

CITIZENS SECURITIES, INC.

CRD#: 39550

PITTSBURGH, PA

Past

October 4, 2017 - April 5, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

BRIDGEVILLE, PA

Past

October 4, 2017 - April 5, 2018

LPL FINANCIAL LLC

CRD#: 6413

BRIDGEVILLE, PA

Past

December 10, 2013 - October 4, 2017

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

BRIDGEVILLE, PA

Past

November 12, 2013 - March 26, 2018

NORTHWEST ADVISORS, INC.

RIA

CRD#: 154032

BRIDGEVILLE, PA

Past

November 8, 2013 - December 10, 2013

OBS BROKERAGE SERVICES, INC.

CRD#: 104281

WHITEHOUSE, OH

Past

July 9, 2010 - October 30, 2013

NATIONWIDE SECURITIES, LLC

CRD#: 11173

MCCLELLANDTOWN, PA

Past

February 23, 2010 - May 26, 2010

WORLD CAPITAL BROKERAGE, INC.

CRD#: 37

DENVER, CO

Past

September 6, 2006 - February 11, 2008

OSAIC FS, INC.

CRD#: 3870

CANONSBURG, PA

Past

May 24, 2002 - June 19, 2006

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

LOWER BURRELL, PA

Past

May 22, 2002 - June 19, 2006

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

LOWER BURRELL, PA

Past

March 21, 2000 - May 8, 2002

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

February 16, 1998 - April 4, 2000

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

April 6, 1995 - January 14, 1998

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

September 25, 1992 - February 9, 1995

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

June 5, 1987 - September 14, 1992

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

May 27, 1987 - September 14, 1992

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

July 23, 1986 - September 15, 1986

FIRST JERSEY SECURITIES, INC.

CRD#: 6621

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(6/27/2024)

Ohio
(10/18/2023)

Pennsylvania
(4/28/2021)

IAR

Pennsylvania
(4/28/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/16/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/4/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/19/1986

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Keith T. Lohm

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith T Lohm Sr's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CETERA INVESTMENT SERVICES LLC

NORTHWEST ADVISORS, INC.

OBS BROKERAGE SERVICES, INC.

NATIONWIDE SECURITIES, LLC

WORLD CAPITAL BROKERAGE, INC.

OSAIC FS, INC.

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

OSAIC FS, INC.

SIGNATOR INVESTORS, INC.

MONY SECURITIES CORPORATION

PRINCIPAL SECURITIES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

FIRST JERSEY SECURITIES, INC.

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/16/1999

Series 63

Date: 8/4/1986

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/19/1986

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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